[205] The age of expansion has sometimes been called a period
of Glory, Gold, and God, the precise order of priority varying from writer
to writer. This assumption that religion was one of the main driving forces
of Hispanic life during the imperial period is undeniably accurate. The
expansion of Castile was accompanied by transformation of certain aspects
of Castilian Catholicism, as the reforms carried out under the Catholic
Kings brought to a climax some of the efforts for renewal that had been
underway since the end of the fourteenth century.
Reform of the clergy was part of the general program of Fernando and
Isabel to unify and reorganize the main institutions of the realm. The
Catholic Kings objected strongly to large payments to Rome and to the appointment
of foreign prelates, mainly Italian, to Hispanic posts. During their reign
they won from the papacy the right of patronato, complete patronage,
over the newly conquered territory of Granada (bull of 1486), a right subsequently
extended to all of Spanish America. The more limited right of nomination
to all dioceses within Spain was granted to the crown only in 1523, however.
The position of the Catholic Kings was not that which in the eighteenth
century came to be called regalism. They recognized papal authority and
did not insist on full royal domination, but they constantly [206] petitioned
and protested to the papacy concerning aspects of policy and administration
affecting the church of Spain, and occasionally even used force to contravene
specific papal acts. The question of royal authority and right of nomination
was closely linked with spiritual reform, as well, for the religious zeal
and rigor of the Catholic Kings was greater than that of most Renaissance
popes. Fernando and Isabel were determined to bring in model prelates who
would improve the quality of church life, and consequently royal authority
was supported by the most zealous and reformist elements in the Spanish
church. The greatest resistance to change came not so much from the hierarchy
itself, but from routinists and bureaucrats in the middle administration
of the clergy.
The first major reforms of clerical conduct and organization in Castile
were carried out in the l480s by the Franciscan provincial of the kingdom,
Francisco Jiménez de Cisneros, who became the outstanding figure
in the Hispanic church of the imperial age. Learned, intensely pious, severely
ascetic, and full of endless zeal and energy, Cisneros was elevated to
the archbishopric of Toledo (the primal position of the Castilian hierarchy)
in 1495 when he was nearly sixty years of age. His leadership was crucial
in six important activities during the next twenty-two years: a) Catholic
reform; b) furthering religious unity when he became inquisitor-general;
c) encouragement of learning; d) advancing the anti-Muslim crusade; e)
maintaining political unity under the crown, especially in the last year
of his life when he served as regent of Castile (1516-1517) following the
death of Fernando; and f) helping to establish the beginning of a regular
Spanish army during that same year. These great tasks were accomplished
for the most part when he was between sixty and eighty years of age.
Permission was obtained from the pope to extend to others in the clergy
the reforms first carried out within the Franciscan order. In this enterprise,
Cisneros used a wide broom. Concubinage, often a form of common-law marriage,
was so taken for granted that its abolition led to physical violence by
the clergy in some towns; nearly four hundred friars in Andalusia emigrated
to Morocco and converted to Islam rather than give up their women. The
Cisnerian reforms had a strong effect, but it is misleading to represent
them as having transformed the conduct of the Castilian clergy overnight.
Nearly two decades later, at a church council in Seville, in 1512, the
presiding archbishop Deza recommended that local clergy at least try to
give an outward appearance of chastity and virtue, abstaining from attending
the marriages of their grown children or officially deeding their personal
property to concubines. In Portugal the situation may have been worse,
and the record of sexual promiscuity and slave [207] running by
the Portuguese clergy in the tropics later became one of the major scandals
of the time. Indeed, nearly a century was required before the reforms in
conduct and education began to be generally effective in Castile.
The importance of Catholicism in Castile actually increased at the close
of the Middle Ages as a result of new social and cultural problems. The
new political principles of the fifteenth century were unity and security,
cornerstones of the "modernization" of that period. For the Catholic Kings
and most of their subjects, it had become inconceivable that political
unity should not be reflected in the religious realm, for the two were
inextricably intertwined and reinforced each other. Thus the united Spanish
monarchy became the first major state in Europe to impose the principle
of both political and religious unity that became the standard of governments
throughout the continent in the century that followed.
The Muslim question was temporarily settled by the conquest of Granada,
but the issue of Hispanic Jewry was qualitatively entirely different. Jews
played a more important role in Castilian affairs than they had in any
other kingdom of western Europe. They were the major single group, though
by no means the whole, of the Castilian financial class. Jewish intellectuals,
physicians, and specialists had composed a large part of the Castilian
intelligentsia of the late Middle Ages. Jews also performed major functions
in royal administration, particularly in tax collecting, an activity much
hated by the people. The upper class of Castilian Jewry had become extraordinarily
wealthy by the late fourteenth century, while popular hatred of the Jewish
community grew. That Jews were protected by the crown in the peninsula
for a century and more after they had been expelled from other kingdoms
in western Europe is explained by the weakness of Hispanic society (save
for Catalonia) in conducting its own financial operations and the importance
of Jews to royal administration.
Though there were a number of anti-Jewish riots during the course of
the fourteenth century, the first great outburst against Hispanic Jewry
was the great pogrom of 1391, precipitated by a combination of financial
pressure and religious revival in southern Castile that preached puritanism,
strict observance, ultra-orthodoxy, and segregation of Jews and Muslims
(the last point having first been demanded by the Castilian Cortes in 1387).
The lead in suppressing Jewish communities and placing heavy pressure on
Jews to convert was actually taken in Catalonia, where Jews were proportionately
much less numerous and important than in Castile. Practically the entire
[208] Jewish community in Barcelona was converted or forced to leave,
and by 1435 the same was true in Palma de Mallorca. Almost equally heavy
pressures for conversion were felt in Castile in the 1390s, and a second
wave of semi-voluntary conversions followed between 1411 and 1415, prompted
in part by the evangelism of the Dominican Vicente Ferrer and some anti-Jewish
legislation by the crown. (It might be noted that Jews also held a dominant
and usurious financial position in the emirate of Granada, where they suffered
a number of pogroms in the fourteenth and fifteenth centuries.)
In the 1390s, the Jewish population of the peninsula was probably more
than 200,000. During the next generation over half formally converted to
Catholicism. The step was all the easier because of the position of so
many Hispanic Jews among the elite, and the opportunity for further gain
that conversion brought. Conversely, in the case of Aragonese Jews with
more modest resources, conversion made it possible to escape heavy taxes.
To this must be added the fact that linguistically, and in some aspects
culturally, Hispanic Jews had become quite Hispanized.
The paradox of the history of Castilian Jewry was that mass conversion
was not a step toward solving the religious problem but only made it more
intense. The Conversos, as the converts were termed, usually advanced further
in wealth and status in their new situation as Christians. Intermarriage
of wealthy Conversos with the aristocracy became increasingly common, and
the number of descendants of formerly Jewish families placed in influential
positions in or out of government was impressive. Suspicion and hatred
of Conversos grew more intense as their wealth and influence increased.
The first major riots against Conversos occurred at Toledo in 1449.
During the next quarter-century feeling against them spread among the zealots
in church leadership, among their rivals in the upper and middle classes,
and among lower-class people inflamed against "false Christians" and genuine
or supposed oppressors. The most common charge against Conversos was that
of Judaizing, that is, of falsely pretending conversion and secretly practicing
Jewish rites. Their enemies insisted that Conversos constituted an insidious
force of subversion within Spanish Catholicism, corrupting the faith and
conspiring with the enemies of a united Catholic state and society. By
the 1460s this antipathy led to major riots and outbursts in many towns,
where conditions verged on local civil war. The Jewish question had become
the main source of internal discord in the kingdom.
Traditionally, Castilian Jews had relied upon the support of the crown,
and most Conversos supported the cause of Enrique IV and later of Juana
in the Castilian civil struggles of the 1460s and 1470s. Thus they found
themselves on the losing side when the Catholic [209] Kings ascended
the throne. Two centuries earlier, Fernando III el Santo had broadly termed
himself "king of the three religions," but in the l470s Isabel and Fernando
could not conceive of unity and security in anything other than a staunchly,
ultimately monolithic, Catholic society. The strong, expanding Castile
of the late fifteenth century had destroyed the Muslim menace and no longer
needed the Jews as it had a century or two earlier. The existence of a
powerful financial caste closely associated with influential (and potentially
antagonistic) groups in the aristocracy, all the while vaguely identified
with an alien religion, stood as a theoretical menace to political and
spiritual unity. Conversos were also a major part of the urban oligarchy--another
special power group--and were on good terms with certain wealthy prelates.
They constituted a sort of state within a state, but Isabel and Fernando
would permit no more than one state and no more than one conceivable religious
identification. After a ten-year campaign by the head of the Jeronymite
order in Castile against Judaizing, and a new series of anti-Converso riots
in Andalusian towns in 1473, the crown applied to Rome for approval of
a special ecclesiastical inquisition under the patronage of the monarchy.
The Spanish Inquisition was conceived as part of the process of building
a united state as well as a defense and purification of religion. Hence
the insistence on royal patronage in naming the tribunal of a separate
Castilian institution, rather than merely reviving a branch of the medieval
papal inquisition in Castile. In the l470s, most of the Castilian hierarchy
were too corrupt and too political to be trusted with resolute action on
their own. Moreover, a royal-ecclesiastical institution would identify
royal initiative more closely with the common people, whose antipathy to
the Jewish and Converso oligarchies was intense.
Pope Sixtus IV was extremely reluctant to approve an inquisition under
state rather than ecclesiastical control, but at the opening of the modern
age, heresy was the worst of all political and religious crimes. Since
it was held to require organized detection and correction methods rather
than mob rioting, a Castilian inquisition was authorized by papal bull
in 1478 and went into operation two years later. It was extended into the
kingdom of Aragón in 1484, and subsequently, against great opposition
from protectors of local constitutional rights, into Catalonia in 1487,
becoming the only politico-administrative institution common to all the
principalities of the united crown. The work of the Inquisition got under
way in Seville, a major center of Conversos, in 1480. Seven hundred Conversos
were, after execution, burned there during the next eight years, and many
more received lesser punishment. Though the Inquisition was nominally [210]
on the lookout for "Judaizers," all Conversos, whether remaining crypto-Jews
or not, were immediately suspect. Altogether, under the direction of the
first major inquisitor-general, Tomás de Torquemada (1483-1498),
approximately 2,000 Conversos were burned and some 15,000 subjected to
lesser punishment. Moreover it was soon being alleged that operations against
Conversos could never be fully successful unless the remaining Jewish community
was gotten rid of as well. The first orders for expulsion of Jews from
selected areas came in the mid-l480s, but were not fully enforced.
The thesis has been advanced, most notably by Américo Castro,
that the Inquisition itself was to a large degree created and prosecuted
by lesser Conversos in the Spanish clergy, eager to prove their orthodoxy
and zeal in an outburst of Jewish anti-Semitism which has found echoes
in modern times. It is true that a number of Spanish clergy of Converso
background were prominently associated with the Inquisition, a prime example
being Torquemada himself. No doubt some Converso clergy were motivated
especially to persecute Judaizers. Castro is also correct in pointing out
the particularly Jewish identity of the malsines, or informers,
of late medieval Spanish history. Yet the Inquisition was scarcely a Jewish
institution, as this line of reasoning would have it. The institutionalized
inquisition was a special feature almost unique to the Roman Catholic Church
in the late Middle Ages. In constructing their own special tribunal, Spanish
clerical and government leaders were merely reemphasizing their ultra-Catholic
heritage. The reason why the Hispanic peninsula was the only part of western
Christendom to develop a separate inquisition in the fifteenth century
is clear: it was the only part of western Christendom that did not have
a religiously and ethnically homogeneous society. So long as the peninsula
was divided between four Christian states and fairly powerful Muslim domains,
some degree of toleration was necessary both in the interest of Christians
living under Muslim control and to prevent wealthy Jews from passing over
the border into the domains of royal competitors. By the fifteenth century,
Hispanic society was coming of age and having to identify itself as a unique
and independent entity in the world, free of the restraints of the Middle
Ages. The latent tendencies of five centuries then clearly won out, resulting
in absolute insistence on religious conformity.
More recently it has been pointed out that the motivations for the
Inquisition were as much social and economic as religious. It is difficult
to weigh the exact force of various motivations in the elimination of the
Hispanic religio-ethnic minorities, for this was a process that began in
1391 and was not completed for a quarter-millenium, until 1613. It has
been seen that the religious and cultural ideals of [211] Castilian,
and to some extent Portuguese, society had direct social and economic consequences,
in that they tended to discourage financial and economic activity, encouraging
a peasant-aristocratic continuum. Insofar as the Jews were a bourgeois
elite and especially hated and envied for this, their elimination can be
seen as a process of social and economic repression. There is evidence
in the documents to indicate that desire to expropriate Jewish wealth was
indeed a motive in the establishment of the Holy Office. But of course
religion, culture, and social and economic ambition were not separate or
exclusive ideals or spheres of activity. They were intimately associated
and to a considerable degree responsible for each other.
The establishment of an inquisition to purge suspect Conversos was
a prelude to the elimination of the regular Jewish communities in the Hispanic
kingdoms. Because of their financial importance, this was delayed until
the ten-year Granada campaign was finally concluded. The final decree for
the expulsion from the kingdoms of the united monarchy of Jews who refused
to convert was issued in 1492. It is not possible to know exactly how many
people were affected. Both the Jewish and Converso populations increased
even more rapidly than that of Castile as a whole in the fifteenth century.
By 1492 there may have been nearly 150,000 Conversos and 150,000 unconverted
Jews in the kingdom of Castile, which had a total population of nearly
7,000,000. This would mean that people of Jewish background made up about
4 percent of the whole. There were only about 30,000 Jews in the Aragonese
principalities, but perhaps 40,000 Conversos there, since more poor Jews
had converted in the eastern kingdoms. Under pressure of the 1492 decree,
approximately 50,000 more chose conversion, but well over 100,000 made
the best arrangements they could to leave the country. Subsequent expulsions
and flights from persecution probably resulted in the departure of at least
150,000 Jews from the peninsula over a period of several decades.
Most of those expelled accepted their fate passively, though there
were a few minor attempts at fomenting an aristocratic revolt against the
crown. The expulsion and accompanying persecution struck a major blow against
the financial elite of Castile, and though it can hardly be said to have
had crippling effects, it did reduce the pool of resources and skills that
could meet the economic challenges of the sixteenth century. In some regions
Jews and Conversos had in the past two hundred years acquired dominion
over land, and most of these territories were apparently gobbled up by
the aristocracy, further increasing the socioeconomic imbalance of Castile.
The Spanish and Portuguese inquisitions had a variety of functions,
for they were widely used for enforcing morality, particularly among the
ranks of the clergy. They also combatted sorcery, witchcraft, and [212]
blasphemy, sins which elicited similar repression in many other parts of
Europe during the sixteenth and seventeenth centuries. Their focus, however,
was on the descendants of formerly Jewish families, for there never emerged
an Hispanic Protestant minority of any size to be repressed.
The ability of the Converso community to endure was remarkable. Though
perhaps only a minority remained crypto-Jews, a large proportion continued
to marry only within their own circles and so preserved their identity
for five or six generations or even longer. It has been argued that the
great bulk of Conversos had originally been sincere in accepting Christianity,
and that protracted persecution actually encouraged rather than discouraged
Judaizing. In certain places, such as Palma de Mallorca, the entire ghetto
area of converts was ostracized, and despite its militant formalistic Catholicism,
the community was forced to continue its separate existence for centuries.
Segments of the Converso community thus survived as identifiable units
into the eighteenth century and beyond.
The Holy Office inspired fear and terror because of the secrecy of
its operations. Those arrested were not allowed to communicate with the
outside world and seemed temporarily swallowed up. The fact that the names
of informers and accusers were not divulged made it all the harder to disprove
charges. Servants and lower-class people, however, were less troubled by
the Inquisition than were the wealthy and powerful, particularly in the
sixteenth century. This was because of the Holy Office's concern for influence
and example, and possibly also because of venal interest behind some of
the prosecutions.
During the first century of the Inquisition's activity approximately
50,000 Conversos were condemned in one manner or other. Altogether, the
Inquisition executed a grand total of some 3,000 (including a small number
of Protestants) over a span of three hundred years, the last handful of
executions taking place in the eighteenth century, ending with one final
execution in 1826.
It is worth pointing out that the number of executions for heresy in
Spain was less than the number of people destroyed in Germany by Protestants
and Catholics alike during the witchcraft craze of the seventeenth century.
Between 1562 and 1684, 3,200 were executed in southwest Germany alone.
(1) On those occasions when witchcraft mania did break out in
Spain--as in Navarre and Catalonia in 1527-1528 and in Navarre in 1610--the
Inquisition acted to calm the hysteria and accurately diagnosed the tendency
to mass psychosis.
[213] The Inquisition clearly reinforced an increasingly narrow
and rigid concept of Catholicism. Yet its own Index of Prohibited Books
was operated with greater restraint than the Papal Index in Rome. The Spanish
Index often did not suppress books in their entirety but published lists
of excisions and corrections.
Ignorant twentieth-century commentators have likened the secret police
terror of modern totalitarian regimes to the Spanish Inquisition. Such
comparisons have at best very little foundation. Most of the lurid publicity
about the Inquisition is greatly exaggerated. Most of those arrested were
not tortured; the tortures that were employed were rather mild and sometimes
were successfully resisted, and scarcely anyone was burned alive. The Holy
Office did not operate as a modern totalitarian police system, but had
to abide by a series of rules as a legal institution. Those accused were
permitted to name advocates and sometimes managed to mount a successful
defense. The worst excesses were the result of greed and corruption among
the inquisitors themselves during the sixteenth century, for the Holy Office
was entitled to a proportion of all goods confiscated from heretics. During
the reign of Isabel, the Inquisition operated under fairly strict royal
supervision, but became more independent and temporarily more corrupt during
the early and middle decades of the sixteenth century.
The destructive effects of the Inquisition on Spanish society and culture
are obvious. It reinforced narrow ethnocentric, caste-oriented, and anti-intellectual
values. It also strengthened the united monarchy and the subsequent Habsburg
state, and was probably the most popular single institution in Castile
(if not in Aragón and Catalonia, where it was viewed with greater
suspicion) during the sixteenth and seventeenth centuries.
Jurisdiction of the Inquisition included only heretics; it did not cover
those who were recognized followers of another, non-Christian religion.
There were already a quarter-million Muslims in Valencia and Aragón;
conquest of Granada added as many more to the population of southeast Castile.
At the end of the fifteenth century, the Muslim and quasi-Jewish minorities
numbered nearly 10 percent of the population of Castile and Aragón.
The eastern principalities, with their mixed social and constitutional
structures, were accustomed to a degree of diversity. For Castile this
was a comparatively new experience. Though the terms of 1492 guaranteed
the Muslims of Granada [214] freedom of religion and some security
of property in the traditional medieval pattern, this had become very difficult
for the zealots in the Castilian church to accept. A campaign for the conversion
of the Granada Muslims was launched, yet according to the agreement this
could only be carried on by educational and evangelistic means. Some Castilian
missionaries, led by the new archbishop of Granada, Fray Hernando de Talavera,
made a sincere effort, but these modes of activity were only beginning
to be developed by the Hispanic clergy. The obdurate resistance of Muslim
society maddened the zealots, and Cardinal Archbishop Cisneros decided
to speed up the conversion process. High-handed acts provoked military
revolt in part of the Muslim region near Granada. This in turn raised the
question of security, finally solved to the satisfaction of the zealots
by a decree of 1502 which required the conversion to Christianity of all
Muslims within the kingdom of Castile. Many thousands left, but the large
Muslim minority remaining became Moriscos, or Christianized Moors, and
as such, subject to the rigors of the Inquisition.
For more than half a century, the Morisco population was bothered comparatively
little. The Moriscos were a compact and exclusive group, limited to a corner
of the kingdom and not at all associated with Christian society to the
extent of the Conversos. Whereas the latter had been a financial elite,
with sometimes important social and political associations, the Moriscos
were almost all peasants and artisans. They threatened Christian society
only in the sense that they inhabited a certain territory, but they were
in no position to subvert that society, as many feared the Conversos would
do. The Moriscos were thrifty, productive, and hard-working. The Inquisition,
on its part, was like other sixteenth-century Spanish institutions in that
it was agreeable to at least a certain degree of corruption. Periodic payments
to high officials and members of the crown's Council of the Inquisition
preserved Morisco society from direct persecution for more than six decades.
The traditional system of tolerance in the eastern principalities was
altered by the revolt of the Valencian Germania in 1520. The violence and
enforced conversions carried out by the militia of the Germania reflected
the intensity of feeling of Levantine Christians against Muslims. Of all
the revolutionary changes attempted by the Germania, the only one that
was subsequently adopted by the crown was the official Christianization
of Muslims, as extended to all principalities of the crown of Aragón
by a decree of 1526. Henceforth the peninsula's entire Muslim population
were catagorized as Moriscos, or converts. The religious uniformity of
the Spanish kingdoms had theoretically been made complete. It was not merely
a negative process of eliminating diversity, but also a part of the broad
expansion of Hispanic [215] society and religion, an expansion carried
out on the cultural and spiritual plane at home and on a continental territorial
plane abroad. Yet, in fact, the decrees of nominal conversion changed very
little; with very few exceptions, the Moriscos preserved their traditional
religion and culture.
The age of the elimination of religious diversity in the peninsula was
also the age of the greatest expansion of Catholic education and learning
in Hispanic history to that time, another expression of the vitality of
Catholic culture in the early imperial period. The first printing presses
in the peninsula appeared in the major eastern towns--Valencia, Zaragoza,
Barcelona--that were closer to the mainstream of west European commerce
and culture than most parts of Castile and Portugal. In most of the peninsula
the towns were so small and weak that urban secular humanism on the Italian
(or even Valencian) pattern failed to develop, and church leaders, with
large incomes at their disposal, became the major patrons of learning.
During the era of Cisneros, schools of higher education were begun at Valladolid,
Avila, and most important at Cisneros's new University of Alcalá
de Henares (1508), not far from Madrid. Cisneros was especially concerned
with developing theological studies, but Alcalá also stressed the
humanities, languages, and medicines. Cisneros also patronized translations
into the vernacular of some of the most important new foreign works of
Catholic devotion, in the vein of the Imitatio Christi literature.
A main feature of the new spiritual learning in Spain was Bible study,
the principle achievement of which was the massive Polyglot Bible, which
published original and complete texts of both Old and New Testaments in
all the classic languages in which they had been rendered, complete with
a vocabulary and an analysis of grammar. The first volume of this work,
the most complete comparative study of the scriptures ever made in Christendom,
was published, paradoxically, in 1517, the same year that Luther nailed
his ninety-five Bible-inferred theses on the church door in Wittenburg,
starting the Protestant Reformation.
The expansion of religious learning within the Castilian church paralleled
the expansion of Castilian vernacular literature in the early sixteenth
century. During this era the Castilian language established itself as the
dominant tongue for cultural expression throughout the principalities of
the united monarchy. Castilian cultural hegemony marched pan passu with
the political and military hegemony of the Castilian crown. Castilian thus
came to be the main Spanish language [216], known among foreigners
as Spanish, pure and simple. By the mid-sixteenth century it had become
the dominant vernacular cultural tongue in western Europe, and retained
that position for one hundred years and more until replaced by French in
the latter part of the seventeenth century. Within the peninsula, it remained
the dominant literary vehicle until the coming of nineteenth-century romanticism
gave new impetus to Portuguese literature and revived, the vernacular literatures
of Catalonia, Valencia, and Galicia.
During the l520s, the Catholic humanism and moderate reformism of the Dutch scholar Erasmus enjoyed great vogue among Spanish intellectuals and religious thinkers, and inspired the major new current in the Spanish Catholic thought of the decade. The centers of Spanish Erasmianism were Barcelona, Zaragoza, and above all Valencia and the new University of Alcalá de Henares. The chief of Spanish humanists, Juan Luis Vives, son of a Valencian Converso family, proved to be one of the most profound disciples of Erasmus in Europe. At one point Cisneros had offered Erasmus a chair at Alcalá, and whereas the Sorbonne combatted Erasmian tenets, a Castilian theological conference at Valladolid upheld them. At that time Spain was probably the center of European Erasmianism, particularly between 1527 and 1532 when Erasmian humanists were the chief religious advisers of the crown and Carlos V hoped to encourage Catholic and papal reform in a moderate humanist direction. His failure to accomplish this, together with the radicalization and polarization of religious positions in Europe by 1532, led to a reaction in Castile and an erosion of the influence of such Erasmian counsellors as Juan and Alfonso de Valdés. In an intensification of this reaction, Erasmian doctrines were repressed under the weight of the Inquisition.
The Catholic humanism of several thousand clerics and university sophisticates
had scant effect upon a united kingdom of nearly ten million people, most
of them illiterate peasants. Confrontation with Judaism and Islam had already
led the great majority of Spanish people to take a stand for absolute Catholic
orthodoxy and homogeneity. The split that developed in European Christendom
after 1517 was absolutely inacceptable for Spaniards, whose institutions
and culture were totally identified with Hispanic Catholicism. The fact
[217] that Protestantism was adopted by societies and states that
were enemies of the Spanish crown and sometimes rivals of the Spanish themselves
accentuated the rejection of religious alternatives. The only non-Catholics
whom peninsular people had known were Muslims and Jews, perceived either
as mortal enemies or exploiters. The same attitude was easily transferred
to Protestants. Few of the religious, cultural, social, economic, or political
features that encouraged Protestantism in northern Europe were present
in Spain. Before 1558, the Inquisition could discover only 105 potential
exemplars of Lutheranism in the united kingdom, and two-thirds of these
were foreigners.
By the late 1550s, however, two small groups of Protestants were discovered,
one in Valladolid in the north and the other in Seville. The news of this,
along with many other rumors from home and abroad, was enough, after the
experiences of the last three generations, to accelerate what was already
emerging as a sort of collective paranoia. A royal decree of 1559 forebade
Spaniards to study in foreign universities--even Catholic ones, for foreign
Catholicism was considered flaccid and untrustworthy. The process of turning
the Hispanic peninsula into the cultural Tibet of western Europe was by
this time under way. During the next year or so, the inquisition tried
some 800 persons suspected of Protestantism, including many "Old Christians"
of high social standing never suspected of Jewish background. The Holy
Office reached so far as to purge one archbishop of Toledo, holding the
primate of the Spanish church in jail for seven years before he was finally
cleared and released.
From this time on, the cloak of orthodoxy became increasingly heavy.
In the reign of Felipe II, which was just beginning, Spain would emerge
as the champion of the Counter-Reformation and the sword arm of international
Catholicism. Many historical commentators have interpreted Spanish policy
in Europe during the sixteenth and seventeenth centuries as having been
dictated mainly by religious motives, with the result that the practical
interests of the Spanish crown were often sacrificed in the crusading fervor
of the Counter-Reformation. This impression is strengthened by the central
role of the Spanish delegates to the Council of Trent in maintaining the
authority of the papacy.
Such an interpretation, frequent among Hispanic Catholic zealots and
foreign anti-Catholic commentators, is quite wide of the mark in a number
of respects. The coincidence of royal policy with Catholic objectives is
in most cases at least as easily explicable by political motivations, because
the religious split between portions of European society during the sixteenth
century coincided with a political and military antagonism that found most
of the enemies of the Spanish [218] crown identified with Protestantism
or the anti-Christian Turk. Carlos V did not move to crush Protestantism
in Germany when it emerged, and took military action only after political
and military tensions had built up over a quarter-century. Felipe II was
rigorous against Dutch and Flemish Protestants, but would not have acted
so severely had they not been political rebels against his crown. The Protestant
Elizabeth was left unmolested for nearly three decades, and the great Armada
was attempted only after severe military and political rivalry had developed.
Both kings let operations against the Turk slip more often than not in
order to prosecute their intra-Catholic imperial rivalry with the crown
of France.
Relations between the papacy and the crown of Spain were bad throughout
the century and sometimes violent. Rebel mercenaries of Carlos's forces
sacked Rome in 1527. Several times popes joined or even led anti-Spanish
coalitions. Paul IV (1555-1559) was the bitterest foe of the Spanish crown,
whose subjects he called "those dregs of the earth, that breed of Moors
and Jews." During his reign the crown found itself for a short time in
the embarrassing position of operating a royal army in Italy against the
forces of the papacy itself, though the piety of Felipe II was ultimately
expressed in his orders to the Duke of Alba to kneel before the Spanish-hating
pope to ask forgiveness.
Felipe II followed what might be termed not inaccurately a dynastic
policy of orthodox Catholic nationalism. Locked in a struggle for the hegemony
of western Europe, he saw religious orthodoxy as a mainstay of Spain and
the empire, and the Spanish crown as the mainstay of orthodoxy within its
realms. Foreign prelates, even the pope himself, were not to be trusted
in political, administrative, and financial matters, where they might be
representing other interests. Even more than the Catholic Kings, he tried
to Hispanize the church in Spain. Foreign appointments became even rarer,
and he asked that Aragonese Franciscans and Cistercians be freed from French
control, because of the suspected heterodoxy and divided loyalties of the
leaders of those orders. Later he endeavored to establish a completely
separate Spanish section of the Jesuits. He delayed publishing the Trentine
decisions in Spain for fear that they might endanger the royal control
of church appointments. Ecclesiastical affairs were more fully dominated
by the crown in Spain than in any other contemporary Catholic kingdom of
Europe. In turn, the papacy sometimes looked upon the Spanish crown's frequent
expressions of concern about church affairs and the repression of heresy
as pretexts for the extension of Spanish royal power.
Though there was little reason to doubt the sincerity of the Spanish
desire to avoid or eliminate heresy, the papacy was rarely able to [219]
identify its political interests with those of the Spanish crown. Spain
was simply too powerful: having won hegemony in Italy, it was sometimes
in a position to coerce the papacy politically, and the papacy was not
always disappointed when Protestant or other Catholic interests managed
to check the might of the Spanish crown. Clement VII, for example, might
have been able to head off the English schism had he not been under the
coercion of Hispanic dynastic interests. This purely political tension
between the papacy and the Spanish crown lasted throughout the century,
and resulted in another breakdown of relations in the early 1590s over
the question of the French royal succession. Rome preferred an ex-Protestant
Frenchman to a hyper-orthodox member of the Spanish ruling family, for
reasons of political balance in Europe.
Whatever the reasoning or motivation of the Spanish crown, the situation
was much simpler from the viewpoint of its subjects. The Spanish popular
mind of the sixteenth century did not distinguish sharply between religious
and secular activities in the modern sense. Ordinary Spaniards continued
to confound their cause with that of God; much of the time they did indeed
believe that they were engaged in a crusade when making war against non-Catholic
powers. Through the sixteenth century, the notion was sustained that the
Hispanic cause enjoyed the special favor and protection of God. Hence the
corresponding depression and disillusion that set in after 1588, when evidence
started to accumulate that this was not exactly the case.
The most important institutional development of Spanish Catholicism
during the Counter-Reformation was the creation and expansion of the Jesuit
order. Its founder, the ex-soldier San Ignacio Loyola, was rooted not in
Hispanic orthodoxy alone but also in the introspective trend of sixteenth-century
Basque religiosity, which differed somewhat from that of most of Spain.
He was also influenced by the methodic, systematized spirituality of the
Devotio moderna as practiced in the peninsula especially by the
monks of Montserrat in Catalonia. The Jesuit order became, as is well known,
the sword arm of allegiance to the papacy, emphasizing religious teaching
and proselytizing among non-Christians and in the second half of the century
the Counter-Reformation's prosecution of heresy.
The imperial age was also a great era of Hispanic missionary activity.
The best-known figure in this was the Basque Jesuit San Francisco Javier,
but his nominal conversions of great masses of Asians in southern Asia
and the Far East were perhaps less important than the work of many hundreds
of obscure Spanish (and Portuguese) monks and priests who accompanied seamen
and conquerors. The work of the Spanish clergy among American Indians,
particularly in [220] parts of Mexico, was extensive and did more
than anything to build the uniquely symbiotic culture of Hispano-Indian
America.
During the sixteenth century, the peninsula became the center of Catholic
thought. The intellectual life of the Spanish universities and cultural
elite did not merely freeze into a negative, reactionary pattern before
the new ideas of the sixteenth century, as has sometimes been suggested.
In the first half of the century, particularly, there was a sense of newness
and the development of culture, in which the discovery and conquest of
America played a major role. The word progreso was first employed
in Castilian in the 1520s and the term moderno was first used at
about the same time. The sense of cultural unity with the ancients persisted,
but with a feeling of continuity and of surpassing their achievements both
in the arts and in practical affairs. Among writers and scientists there
was a new emphasis on observation, and the experience of America provided
one of the first examples in Europe of a sense of the comparative history
of civilizations, as it developed among church writers and thinkers in
sixteenth-century Spain and Mexico. Among these same elements was first
expressed the early modern myth of the "noble savage," as applied to some
of the American Indians.
Spanish theologians and philosophers recognized the breakup of the
medieval cultural and philosophical unity, but they strove to avoid the
complete secularization of culture by stressing the primacy of religious
thought, not merely on the basis of authority, but as accepted by individual
minds and consciences. The imperfections of Rome were recognized, while
the religious values and authority of Catholicism were affirmed. The idea
of the overarching imperial unity of the Middle Ages was abandoned for
new norms of natural law and, in the political sphere, of international
law. The Spanish theorists and moralists of international relations, led
by Francisco de Vitoria, have thus been frequently given credit for initiating
modern concepts of international law.
The thrust of sixteenth-century Spanish theology lay in the elaboration
of neo-scholastic thought, culminating in the work of Francisco Suárez,
the outstanding European neo-scholastic of the age. While endeavoring to
reconcile freedom and law, modernity and tradition, Spanish neo-scholasticism
recognized that the modern principle lay in a stress upon the role of conscience
as well as authority. Emphases varied: whereas the Dominican Domingo Báñez
tended to be a full [221] fledged predestinationist, Luis de Molina
in his Concordia attempted to harmonize individual freedom and God's
will.
Though there was nowhere any foreshadowing of modern representative
political theory in the thought of sixteenth-century Spanish philosophers
and theologians, a key work such as Suárez's Defensa de la fe
(1613) was explicitly anti-absolutist, emphasizing the authority of the
laws of the kingdom and the function of delegation of power by the crown.
It was held in theory that power and legitimacy lay only in the community,
though the ideal of direct community representation was not advanced. Suárez
did not go beyond advocating greater participation in the royal government,
under which the civil power could be altered and mediated by the administration
of laws and juridical institutions.
In the doctrines of natural law that formed the basis of social theory,
private property was not held to be an inherent part of natural law, but
to be a logical consequence of it. The most radical of Spanish civil theorists,
Juan de Mariana, who advocated tyrannicide in dealing with cases of severe
oppression, suggested that property holdings should be redistributed if
they became excessively or unjustly concentrated.
This period was also one in which clerical historians laid the foundations
of modern Spanish historiography, particularly in the use of original documents,
as in Jeronomo de Zurita's Anales de Aragón, and in the scope
of their study, as in Mariana's Historia general de España
(1601).
Church missionaries and theorists also led the struggle for social justice
for the American Indians. Some Spanish jurists sustained a rather primitive
theory of the "right of conquest" over the Indian population, but this
was not accepted by the best minds in Spain. Francisco de Vitoria carried
out an independent and penetrating analysis of the moral and legal problems
of empire and of dominion over alien, non-Christian peoples. For Vitoria
and his colleagues, Spanish dominion in the Indies could not be founded
on mere conquest or assumption of superiority or divine right, but required
a complex of historical, religious, and legal factors, and only as restricted
and mediated by the tutelage of natural law under a moral restraint.
Missionaries of the regular clergy carried on intensive struggles to
protect the Indians from exploitation by Spanish colonists. The most
[222] famous of them, Bartolomé de las Casas, the Apostle to
the Indies, was so outspoken in his denunciation of Spanish treatment of
the Indians that he has even been accused of having founded the "black
legend." During the reign of Carlos V, the arguments of church moralists
were written into imperial policy when the New Laws of 1542-1543 forbade
further enslavement of Indians and made provision for eventual liberation
of all those held in peonage. However, the New Laws could not be enforced,
and it became ultimately impossible to control many of the ravages of the
colonists. Church advocates of the Indians' rights had a significant mitigating
effect on conditions in Spanish America, but they were unable to dominate
the mores of colonial society.
Just as the church did not rule a theocracy, so the monarchy did not
enjoy caesaropapist domination over the church. The crown controlled major
appointments, but it could not fully dominate the ecclesiastical hierarchy
or all important church institutions. The sixteenth-century Spanish church
bore within it resources for many spontaneous initiatives. The church was
not a monolithic institution but one divided by considerable internal strife.
Rivalry between orders, struggles for preferment, appointment, and jurisdiction,
the administration or use of church properties and income--all provoked
considerable dispute. Wealthier orders like the Benedictines tended to
identify with the aristocracy, whereas the Franciscans and Dominicans were
closer to the common people. The foundation of the Jesuit order provoked
a good deal of hostility. Animosity toward hierarchs was keenly felt, leading
in one case to the fraudulent imprisonment of an archbishop by the Inquisition.
Within the universities there were bitter contests for chairs, which involved
extremes of slander and intellectual distortion.
It is undeniable that Felipe II's effort to seal off Spain from regions
of heresy and heterodoxy had a somewhat traumatic effect on Spanish culture,
closing up many of the avenues of thought pursued by the much more open
pro-Erasmian culture of the early decades of the century. Yet the prohibition
of foreign study for Spaniards never became fully effective, and ties always
remained with Italy and Flanders. The flowering of Spanish culture in the
latter part of the century actually led to a growing cultural influence
of Spain on most of the rest of western Europe, at least in literature
and the arts.
The repression of outside ideas that reigned in the 1560s and 1570s
was eased after the more moderate Cardinal Quiroga became inquisitor [223]
general in 1577. During the last two decades of the century there was greater
liberty for a more critical vein of scholarship, and many of the new foreign
scientific concepts were accepted and taught in the Spanish schools. For
example, Copernican doctrine was well established at Salamanca, the queen
of Spanish universities, by the 1590s.
During the reign of Felipe II there developed a great intensification
of religious feeling whose most direct literary expression was found in
the writings of the Spanish mystics, led by Santa Teresa de Avila and San
Juan de la Cruz. Though in 1559 a number of mystical works had been placed
on the Index, this persecution later ceased.
There was also an increase in practical religious work and in charitable
activity. The most important order established for such ends was the Hermanos
de San Juan de Dios, but reforms of this sort were carried out in some
of the older orders, and further efforts were made to improve the educational
level of the clergy. Though the new Jesuit order was not favored by the
crown, it increased its influence considerably in the 1580s and l590s,
particularly in education.
The end of the sixteenth century witnessed the neo-scholastic movement
at its height at Salamanca and other schools, a revival of a Spanish Christian
humanism which emphasized reason and natural law. The influence of religiosity
was keenly felt in the great Spanish literature of the late sixteenth and
early seventeenth centuries, which was saturated with a sense of human
sin, themes of moral psychology, and expressions of mysticism. Never in
the history of the West has the culture and art of a people been so thoroughly
identified with its religion.
[344] The principal study of the reform of the Spanish episcopate
is P. Tarsicio de Azcona, La elección y reforma del episcopado
español en tiempo de los reyes Católicos (Madrid, 1960).
On the reform of the Dominicans, see V. Beltrán de Heredia, Historia
de la reforma de la Provincia de España, 1450-1550 (Rome, 1939).
Further material may be gleaned from the relevant sections of Vicente de
la Fuente's Historia eclesiástica de España, 4 vols.
(Madrid, 1855-59). Robert Ricard, La Conquéte spirituelle du
Mexique (Paris, 1933), is the best study of the main missionary enterprise
of the Castilian Church during the sixteenth century. J. Bada, Situació
religiosa de Barcelona en el segle XVI (Barcelona, 1970), is an excellent
local religious study.
The fundamental study of the Inquisition remains Henry C. Lea's The
Spanish Inquisition, 4 vols. (New York, 1906-1907). The best Spanish
Catholic work is B. Llorca, S.J., La Inquisición en España
(Madrid, 1936). Juan Antonio Llorente's classic work has recently appeared
in an American edition as A Critical History of the Inquisition of Spain
(Williamstown, Mass., 1971). Henry Kamen, The Spanish Inquisition
(London, 1965), presents a lively monocausal interpretation. There are
also useful works by Miguel de la Pinta Llorente, O.S.A.: La Inquisición
española (Madrid. 1948); La Inquisición española
y íos problemas de la cultura y de la intolerancia, 2 vols.
(Madrid, 1953, 1958); and Aspectos históricos del sentimiento
religioso en España (Madrid, 1961).
The major account of Spanish Jews and Conversos after 1492 is Julio
Caro Baroja, Los judíos en la España moderna y con temporánea,
3 vols. (Madrid, 1961), while the best brief treatment is A. Domínguez
Ortiz, Los Judeoconversos en España y América (Madrid,
1971). B. Netanyahu, The Marranos of Spain from the Late 14th to the
Early 16th Century (New York, 1966), provides material to refute the
charge of crypto-Judaism.
[345] General aspects of Christian heresy and heterodoxy are
considered in Marcelino Menéndez Pelayo's Historia de los heterodoxos
españoles, 8 vols. (Santander, 1946-48), and in E. Schäfer,
Beiträge zur Geschichte des spanischen Protestan tismus, 3
vols. (Gütersloh, 1902). The historian of Spanish Erasmianism is Marcel
Bataillon, Erasmo y España, rev. ed., 2 vols. (Mexico City,
1950). J. E. Longhurst, Luther's Ghost in Spain (Lawrence, 1969),
treats manifestations of Christian heterodoxy and their repression during
this period. See also Domingo de Santa Teresa, Juan de Valdés
(Rome, 1957).
Curiously enough, there are no major works on the Spanish Counter-Reformation.
Among the more useful titles are R. Burgos, España en Trento
(Madrid, 1941); C. Gutiérrez, Españoles en Trento
(Valladolid, 1951); V. D. Carro, Pedro de Soto y las controversias político-teológicas
en el siglo XVI (Salamanca, 1931); F. Cereceda, Diego Laínez
en la Europa religiosa de su tiempo, 1512-1565, 2 vols. (Madrid, 1945-46);
A. Astrain, Historia de la Compañía de Jesús,
7 vols. (Madrid, 1912-25); and J. Brodrick, S.J., The Origin of the
Jesuits (London, 1948). The only study of censorship is A. Rumeu de
Armas, Historia de la censura literaria gubernativa en España
(Madrid, 1940).
There are two multivolume histories of higher education in Spain: C.
Ma. Ajo G. y Sáinz de Zúñiga, Historia de las universidades
hispánicas (1957-), whose five volumes to date reach to the
eighteenth century, and Vicente de la Fuente, Historia de las universidades,
colegios y demás establecimientos de enseñanza en España,
3 vols. (Madrid, 1884-85). See also G. Reynier, La Vie universitaire
dans l'ancienne Espagne (Paris, 1902). On the concepts of progress
and modernity in sixteenth-century Spain, there are two pioneering works
by José Antonio Maravall, Los factores de la idea de progreso
en el renacimiento español (Madrid, 1963), and Antiguos y
modernos: La idea de progreso en el desarrollo inicial de una sociedad
(Madrid, 1966). Very little exists in the way of critical, analytical study
of sixteenth-century Spanish thought. One of the best books is Bernice
Hamilton, Spanish Political Thought of the Sixteenth Century (Oxford,
1963). Two studies of Spanish scholasticism that might be consulted are
José M. Gallegos Rocafull, El hombre y el mundo de íos
teólogos españoles del Siglo de Oro (Mexico City, 1946),
and Marcial Solana's less imaginative Los grandes escolásticos
españoles de los siglos XVI y XVII (Madrid, 1928). On two key
figures, see Guenther Lewy, Constitutionalism and Statecraft during
the Golden Age of Spain: A Study of the Political Philosophy of Juan de
Mariana, S.J. (Geneva, 1960), and V. Beltrán de Heredia, Francisco
de Vitoria (Madrid, 1939). Lewis Hanke's The Spanish Struggle for
Justice in the Conquest of America (Philadelphia, 1949), is a classic
study of the effort to apply enlightened moral and juridical norms to Spanish
America.
For the development of Spanish science, the basic study is Marcelino
Menéndez Pelayo's La ciencia española, 3 vols. (Madrid,
1887-89). See also the symposium of Estudios sobre la ciencia española
del siglo XVI (Madrid, 1935); J. Rey Pastor, Los matemáticos
españoles: Siglo XVI (Toledo, 1926); and, on economic thought,
M. Grice-Hutchinson, The School of Salamanca. Readings in Spanish Economic
Theory, 1544-1605 (Oxford, 1952).
1. H. C. E. Midelfort, Witch-Hunting in Southwestern Germany, 1562-1684 (Stanford, 1972).