During the late Middle Ages, the affairs of Castile were dominated largely
by the aristocracy, and especially by its upper stratum who by the fifteenth
century were being recognized as grandes. This fact, together with
many references in Spanish historical writing to the "feudal power" of
the Castilian aristocracy, may seem to contradict the observation that
Castile lacked a genuinely feudal political structure. As has been explained,
however, the preeminence of the Castihan aristocracy was the result of
social and economic power more than of formal and juridical status. During
the twelfth and thirteenth centuries, this power had been enhanced by changes
in Castilian-Leonese society. Many local rights, small-property guarantees.
and opportunities for self-government of an earlier period were being lost.
The formal powers of the Castilian crown were greater than those of
the medieval French monarchy, but Castile lacked a well-articulated constitution
or a balanced third estate able to maintain significant enclaves of autonomy.
Thus it was without the institutions which could reinforce legal authority
during the reigns of ineffective kings, leaving the field free for the
aristocracy, as during the last part of the troubled reign of Alfonso X.
The philosopher king was succeeded by [143] his son, Sancho IV (1282/1284-1295),
nicknamed the Fierce because he was wont to fall into great rages. He renounced
his father's efforts to reform Castilan government and extend royal law,
becoming instead the champion of an aristocracy which desired to transform
its seigneurial powers into political domination. If matters were confused
during Sancho's weak reign, they became even more so during the reign of
his son Fernando IV (1295-1312), who was only nine years old when he inherited
the crown. Under a system of regency, the powerful regional aristocracy
usurped political authority in many parts of the kingdom. When Fernando
died young the situation deteriorated even further, since he left a son
only two years old, Alfonso XI (1312-1350). The throne was disputed at
one and the same time by an uncle, a grand-uncle, and a third cousin of
the infant heir. The regency virtually broke down and for several years
the kingdom was split asunder. At one point there were mutually hostile
pretenders established in León, Toledo, and Seville.
After Alfonso XI came of age (1325), royal power was swiftly reasserted,
and in many ways the young ruler proved to be one of Castile's most capable
kings. It was all the easier to restore royal authority because the Castilian
aristocracy at no time developed a political program. They had no corporate
goals other than to wield individual authority and gain personal wealth
and prestige. During periods of royal weakness, the aristocracy never tried
to supplant the crown but merely to usurp its regional authority. There
was little effort to emulate the constitutional powers of the Aragonese
aristocracy, who at times held their ruler legally checkmated. In Castile,
neither the aristocracy nor any other class thought in terms of major political
changes. The nobility was moved by a kind of normless self-assertion which
did nothing to lessen the theoretically almost unbounded prerogatives of
the crown. Thus when a strong ruler reappeared, all the legal structure
remained with which to reimpose royal authority.
While moving against the anarchy of the nobility, Alfonso XI at the
same time reduced the rights of the towns. Middle-class entrepreneurial
elements were much weaker than in Catalonia, and as seigneurial jurisdiction
increased after the twelfth century, powers of self-government had been
progressively diminished in many municipal districts of northern and central
Castile. By the fourteenth century, most towns were dominated by an urban
aristocracy mainly of landowners and socially on a par with, sometimes
actually drawn from, [144] the lesser aristocracy. Fernando III
had made efforts to counter the increasing influence of the aristocracy
and the crusading orders by establishing municipal councils in some of
the territories of the thirteenth-century reconquest, but this probably
affected no more than 10 percent of the reconquered land. Even so, the
autonomy of the towns, though limited, had been the only force capable
of checking to any degree the exactions of the aristocracy during the disastrous
reigns of Sancho IV and Fernando IV; in another situation, the same modest
influence could be used to limit the demands of the crown. Consequently
Alfonso XI initiated a policy of royal intervention in municipal government,
sometimes appointing royal officials to supervise affairs and help select
Cortes representatives. This interventionist policy was eventually carried
to a climax in the late-fifteenth and sixteenth centuries. Nevertheless,
Alfonso XI generally enjoyed the support of the northern towns, the strongest,
who realized that the ambitions of the aristocracy were more dangerous
than royal authority.
Alfonso was not oblivious of economic problems; he reinforced wage
and price legislation and tried to encourage easier cultivation terms for
landless peasants. Castilian society as a whole suffered less from the
Black Death than Catalan, since a greater proportion of its wealth was
mobile and agrarian and less dependent on urban society. Nonetheless, shortages
of farm labor developed in Castile as in other parts of western Europe,
and in the later years of his reign Alfonso XI felt constrained to promulgate
decrees controlling wages.
As a result of the inflation of the fourteenth century, the ambitions
of royal administration, and continued military expenditures, the demands
of the crown for funds increased steadily. Yet the economy of Castile remained
unbalanced because of low agricultural production, limited manufacture,
and the power and demands of the aristocracy. A fundamental change in Castilian
fiscal policy occurred during the reign of Alfonso XI, when the crown began
to find it easier and more profitable to raise money by its own taxes than
to rely on periodic grants from the Cortes. An organized treasury, tentatively
introduced in the thirteenth century, had its real beginning at this time.
The alcabala, or sales tax, was established in its classic form;
new levies on the wool trade were instituted in 1343, together with other
new export taxes; new monopolies were set up; and the royal quinta
(fifth) from the proceeds of Castilian piracy and cabalgadas (border
raids) was regularized. Jews were widely employed in tax collecting and
fiscal administration, inciting further hostility against them.
Alfonso XI's ultimate goal was to establish "pure" (and hence autocratic)
royal sovereignty in Castile. He reduced some of the [145] privileges
of the Fuero Viejo of the Castilian aristocracy, and his jurists
reorganized and codified Castilian law under four headings: 1) the new
royal law that was to supersede much of previous practice in dealing with
major questions; 2) the traditional Fuero Juzgo of the Leonese regions;
3) municipal statute law for the towns and much of commercial activity;
and 4) the theoretical standards of the Siete Partidas, normally
without practical effect.
The territorial advance of Castile had been arrested after the reign
of Fernando III. The rise of the Moroccan Merinid empire in the 1260s had
given the Muslims a renewed foothold on the very southern tip of the peninsula
around Gibraltar and reopened the possibility of invasion from Africa.
Fighting and raiding raged intermittently in the far south for eighty years.
During part of this period the emirate of Granada, which remained independent,
continued to pay tribute to Castile, diminishing interest in the conquest
of this last taifa. Inflation, economic depression, and commercial slumps
weakened royal initiative in the late thirteenth century and again during
the Black Death in the 1330s, while the internal division that preceded
Alfonso XI sapped the strength of royal policy and diverted energy from
external affairs. This dissension was a major factor in permitting the
Aragonese to incorporate the Alicante district south of Valencia in 1304.
During the troubled regency of Fernando IV, the Merinids grew more
belligerent. In a battle of 1319, they slew both regents of Castile and
subsequently began to levy tribute on the southern frontier districts.
In two major campaigns of 1340 and 1343, Alfonso XI succeeded in breaking
Merinid power on the Spanish side of the straits and occupied nearly all
the southern tip of the peninsula save Gibraltar itself. These victories
ended the age of African invasions. Changes and strife within Morocco discouraged
any later offensive actions across the straits; henceforth, it would be
the Hispanic powers who carried their own raids into Africa.
The last of the Hispano-Muslim taifas, the emirate of Granada, managed
to preserve its independence for more than two centuries after the main
phase of the great reconquest ended. It was a sizable state in the mid-thirteenth
century, more than four hundred kilometers [146] long from east
to west and extending well over one hundred kilometers inland. During the
reigns of Fernando III and Alfonso X, the Nasrid emirs were faithful vassals
of Castile; subsequently, their closeness to Africa provided them with
ready assistance from the Merinids and from Berber mercenaries. Though
the western tip of the emirate was lost to Castile after the victories
of Alfonso XI, the emir Yusuf I (1333-1354) once more came to terms with
Castile and resumed tribute payments.
The most prosperous period of the emirate was the second half of the
fourteenth century, when it underwent a cultural and economic renascence.
Handicraft and agriculture flourished. There was active commerce with North
Africa and with the Genoese; Granada's chief exports were silk, sugar,
and fruit. Trade with the Sudan provided the gold which was so useful in
tribute to Castile. The Alhambra was built and a major Muslim school of
higher learning established.
As a remnant and a border culture, Granadan society was militantly
Muslim. Much of the population were Muslim refugees from other parts of
the peninsula, though there was also a significant Jewish community. The
religious jurists exerted considerable influence and urged warfare against
Castile. The Nasrid dynasty, however, was inclined toward prudence, and
war was unpopular among the hardworking common people of Granada. The cultural
vitality of the society remained high, but the fifteenth century was a
troubled time, wracked with dynastic disputes and instability. There was
intermittent border warfare with Castile, but during much of the fourteenth
and fifteenth centuries the Castilian crown's traditional goal of reconquest
was replaced by a policy of tributary overlordship vis-a-vis Granada. Crown
and aristocracy in Castile tended to remain absorbed in internal affairs.
The mountainous terrain of Granada, shielded by fortified hill towns to
the north and west, discouraged reconquest until the Castilian crown finally
reached its plenitude of power after the union with Aragón.
Alfonso XI died prematurely at the age of forty and was succeeded by
his sixteen-year-old son Pedro. The young ruler fell immediately under
the influence of a favorite companion, Juan Alfonso de Albuquerque, bastard
of the king of Portugal and the first of a formidable line of validos
who in later reigns dominated Castilian kings. He encouraged young Pedro
to do away with the late Alfonso XI's beloved mistress, Leonor de Guzmán,
a possible source of rivalry. [147] The eldest son of Alfonso and
Leonor, Enrique, was already a grown man and before his father's death
had been made count of Trastámara (a district in Galicia). After
his mother's murder, he came out in revolt against the crown, and later
became the champion of a fractious aristocracy.
Pedro tried in large measure to follow the policies of his father,
extending royal administration, restricting the privileges of secular señoríos
and church abadengos, and employing middle-class jurists in place of aristocrats
as administrators. He drew the hostility of most of the aristocracy, but
the majority of the towns supported royal power as the alternative to aristocratic
oppression. Pedro tended, however, to be somewhat unstable and vindictive,
qualities that were exaggerated by the propaganda of his ultimately victorious
enemies, who fixed upon him the nickname by which he is known to history--Pedro
the Cruel.
The hostility of the aristocracy to Pedro turned the revolt of Enrique
de Trastámara into large-scale civil war. Propaganda of the Trastámara
faction presented Enrique as the "true heir" of the traditional monarchy,
representing the real interests (the landholding aristocracy) of the realm.
Trastámara propaganda strove to play on a narrow spirit of Castilian
chauvinism, whipping up hatred of Jews and Muslims, whom it identified
with the rule of Pedro. Jewish communities had been evicted from France
and England nearly a hundred years earlier and were increasingly restricted
in Catalonia from the mid-thirteenth century. Their elite status in Castile,
where they were the major moneylenders to the crown and heavily involved
in tax collection, made them an easy target for enmity. Enrique was also
not above involving the French crown in the affairs of Castile, though
French support of his struggle to overthrow the legitimate monarchy proved
costly to the kingdom.
The great Castilian civil war swept across the peninsula, became involved
in the Hundred Years' War between England and France, and prompted heavy
foreign intervention. In the early years, Pedro had little difficulty driving
the Trastámara forces from the kingdom. When both France and Aragón
agreed to support Enrique's pretensions, Pedro carried the war into Aragón
and briefly occupied Valencia. But royal financing for continuous campaigns
was difficult, and the intervention of the French "free companies" under
Bertrand du Guesclin tipped the balance in favor of the rebels. This was
righted by English support for the Castilian crown: Edward, the Black Prince,
with his English archers, severely defeated the Franco-Castilian rebel
forces in 1367. Yet the English prince and Castilian king soon fell out
over money matters, leading to an English withdrawal [148] and a
revival of Trastámara power. After the English ceased to support
Pedro, the Trastámara forces moved in for the kill. Enrique showed
great cruelty himself in his execution of royalist leaders in the northeastern
towns during the decisive campaign of 1368. Pedro was captured and personally
slain by his half-brother, who succeeded him to the throne as Enrique II
(1369-1379).
The new Trastámara ruler was by no means a mere creature of the
aristocracy. He was a politically intelligent sovereign who faced the task
of constructing an effective monarchy on the basis of usurpation by a bastard
branch of the royal family. His primary goals were to strengthen the power
of the crown, to establish a loyal oligarchy of nobles as underpinning
to the throne, and to strengthen the Franco-Castilian anti-English alliance
that had won the war.
Enrique fully accepted the idea that a strong nobility was a necessary
complement to a strong crown. Since much of the old Castilian aristocracy
had been ruined by the civil war, he created a new one, chosen from his
closest relatives, his military leaders, his chief supporters, and from
backers of Pedro who had switched sides. This was the beginning of the
classic Castilian high aristocracy of late medieval and early modern times,
subsequently called grandes. Only six Castilian titles of later importance
antedated the year 1369.
In addition to receiving major land grants and privileges, the new
aristocracy paid increasing attention to establishing itself within the
crown's state service. Contrary to the tendency of the preceding century
to name middle-class appointees, the offices of the crown were filled with
nobles. By the next reign, many of these offices were becoming hereditary,
leading to further wealth and emoluments for the high aristocracy.
Yet Enrique II was not merely a "feudalizing" as contrasted with a
"modernizing" monarch, for he claimed that he wanted to enforce the royalist
laws of his father, Alfonso XI, and in some ways the crown did grow stronger.
He organized a chancery for foreign affairs and set up a supreme royal
audiencia of four jurists and three bishops to coordinate, apply,
and interpret the legal norms codified by his father's jurists. He also
made some effort to extend the royal administrative system, but was largely
foiled by local aristocratic influence.
Enrique gained the support of nearly all the Castilian church hierarchy,
standing as champion of law and order and reconfirming all privileges of
the church. The monarchy was strengthened further by the decided support
of the reform element temporarily dominant in [149] the hierarchy,
for church leaders tended to believe that stronger royal power was necessary
to provide impetus and authority for effective reform within the church.
The towns of Castile were much less enthusiastic and more divided.
In general, they suffered from the extension of aristocratic authority,
although in some cases Enrique made minor concessions to the concejos.
The most threatened element in the kingdom were the Jews. Pedro had leaned
heavily on Jewish financiers, and Enrique came in on an anti-Jewish wave
which he tried subsequently to check.
The second Trastámara king, Juan I (1379-1390), made some effort
to limit the trend toward exalting the prerogatives of the high aristocracy.
He continued his father's support of the church by agreeing, at the Cortes
of Soria in 1380, to have most of the church land recently usurped by the
aristocracy returned. He employed many petty nobles in royal administration
and tried to avoid honors and appointments for the upper stratum. (The
first years of the reign of his son Enrique III "the Ailing" [1390-1406]
were to be marked by civil war between the upper and lower aristocracy,
resulting in an almost complete, if temporary, victory for the latter.)
In his checkered reign, Juan I managed to give clearer form and function
to the royal council, clarify and solidify the work of the several regional
audiencias for royal law that had been established under Alfonso X, and
establish central direction for a sort of rural constabulary, the Hermandad
Nueva. For the first time in Castilian history, Cortes support was obtained
for a royal standing army to be composed of 4,000 lances (backed by 3 to
5 men each) and 1,500 Andalusian light cavalry. No part of the royal forces
or administration achieved the size, scope, or efficiency that was planned,
but the structure, if not the practice, of royal government was advanced
slightly under the Trastámaras in the late fourteenth century.
The Castilian Cortes reached the height of its influence in the fourteenth
century, culminating in the troubled years 1385-1390. During this time
it strove to arrest the trends of unilateral royal authority and aristocratic
domination, but ended during the fifteenth century largely succumbing to
them. Originally, in the late thirteenth century all towns, concejos, or
comunidades living under realengo (royal domain, as distinct from
señorio or abadengo) had the nominal right to send representatives
when Cortes were summoned. At the Cortes of Burgos in 1315, 101 Leonese
and Castilian communities were [150] represented. The Cortes' power
of the purse was explicitly recognized by the Castilian crown for the first
time in 1307, though it was honored somewhat unevenly in the course of
the century. The other major function of the Cortes was to exert a degree
of influence in ratifying the succession to the throne and the establishment
of regencies during the minorities of young rulers.
The capacity of the Castilian third estate to organize was revealed
in 1295 when sixty-six municipalities and concejos formed a hermandad
(brotherhood) that organized district rural constabularies to maintain
law and order and protect economic interests. This was the first important
example of several hermandades formed by the Leonese-Castilian towns
at various times in the late Middle Ages.
Representation of the third estate suffered from the administration
of Alfonso XI, who intervened in the election of municipal council members
and Cortes representatives. He employed bribery, sometimes appointed lifetime
royal regidores (magistrates) to oversee town affairs in the event
of difficulty or disorder, and named a series of royal corregidores
to exercise authority, when necessary, over the town councils. Alfonso
XI was a popular king and used his appeal to bolster arbitrary extension
of authority. He succeeded in breaking up the Castilian hermandad, which
he deemed too independent of royal sovereignty.
By the middle of the fourteenth century, the town meeting (cabildo abierto) was being used much less than in the past, and more and more the representatives to Cortes were chosen by municipal councils, often only from among council members. The inflation of the second half of the century made it increasingly expensive for small towns to send representatives to Cortes assemblies. The crown ceased to invite the less important towns, whose spokesmen often did not complain too much about their exclusion. This trend was reinforced by the rivalry of the larger towns, eager to exclude smaller communities.
The extension of señorio domain during the fourteenth century reduced the number of smaller autonomous towns and concejos, and the aristocracy exerted growing pressure on municipal government. There was a tendency for lesser aristocrats to take up residence in towns and seek to control municipal governments. Many towns fought back by refusing to let nobles hold office. These quarrels gave the monarchy an excuse to intervene in municipal government through appointment of corregidores.
Yet the autonomy that still existed in the northern half of the kingdom of Castile (exclusive of Galicia) was extensive. In addition to the self-government of most of the larger towns in royal domain, a census under Pedro the Cruel in 1359 indicated that approximately [151] half the peasant villages in Old Castile still enjoyed partial autonomy under local terms of behetría.
Though the autonomous communities had been cool toward the Trastámara cause, the dynasty made no overt move to contest the somewhat cloudy prerogatives of the Cortes in which they were represented. The power of the Cortes rose dramatically during the last five years of the reign of Juan I. Disastrous campaigns in 1384-1385 to enforce his claim to the crown of Portugal, culminating in the historic Castilian defeat at Aljubarrota, left the king's treasury absolutely exhausted. A new Cortes assembly provided funds, but the crown was forced to acquiesce in a number of demands. Annual Cortes meetings were held between 1385 and 1390. During these years, Cortes representatives checked royal accounts and tax collections, tried to protect local rights, and made ultimately unsuccessful efforts to establish a delegation on the royal council.
Yet the meaning and consequence of these limited achievements were mixed,
for they were gained by the active participation of the lower nobility.
The goal of the latter was not to form a permanent political alliance with
the upper stratum of the third estate but simply to check the power of
the high aristocracy in favor of their own. During the reign of Enrique
III, the petty nobility won a clear-cut victory over the high aristocracy,
using the victory to advance its own power, especially in municipal government,
and to create an artificial monopoly over part of the third estate's Cortes
representation. It had little interest in developing the Cortes as an institution
but instead exploited it for class interests.
Thus there did not develop in Castile the union of the lower nobility
and upper middle class that later formed the backbone of the English parliament.
By the beginning of the fifteenth century, all levels of the nobility and
the church had effectively established their immunity to most taxation,
and even the hidalgos lost interest in the function of the Cortes.
Since the Castilian Cortes relied almost exclusively on the towns,
its possibilities were obviously limited at the outset by the small size
and social and economic weakness of the urban population of Castile. Moreover,
there was never a major effort to codify the rights of the Cortes as an
institution. And finally, those of the third estate represented in the
Cortes were almost completely unable to unite in their social, economic,
and regional interests; towns, regions, and representatives of economic
interests usually failed to develop broader goals. By the fourteenth century,
artisans were almost completely excluded from municipal government. (Yet,
unlike Catalan and Valencian towns, there were few class revolts in the
towns of Castile after the early fourteenth century. Social struggle usually
took the form of general revolts of local districts against their aristocratic
or clerical overlords.)
| Ruler | Years reigned | Cortes summoned |
| Alfonso X (1252-1284) | 32 | 16 |
| Sancho IV (1284-1295) | 11 | 5 |
| Fernando IV (1295-1312) | 17 | 16 |
| Alfonso XI (1312-1350) | 38 | 19 |
| Pedro I (1350-1369) | 19 | 1 |
| Enrique II (1369--1379) | 10 | 8 |
| Juan I (1379-1390) | 11 | 10 |
| Enrique III (1390-1406) | 16 | 11 |
| Juan II (1406-1454) | 48 | 38 |
| Enrique IV (1454-1474) | 20 | 14 |
| Isabel I (1474-1504) | 30 | 10 |
| Post-Isabeline, 1504-1520 | 16 | 10 |
Though Cortes assemblies were still called annually through the first half of the fifteenth century, their influence declined steadily. By the middle of the century, the crown had begun to indicate directly whom it wanted chosen as procuradores (representatives) in certain towns. From that time, only seventeen (later eighteen) towns were normally represented: Burgos, León, Seville, Toledo, Córdoba, Murcia, Jaén, Zamora, Toro, Salamanca, Segovia, Avila, Valladolid, Soria, Cuenca, Madrid, and Guadalajara. Large regions of the kingdom were entirely unrepresented, for the towns of Galicia (almost exclusively under señorío and abadengo), Asturias, Santander, Extremadura, La Mancha, and the Basque country were completely excluded.
The golden age of the Castilian high aristocracy may be dated from the start of the Trastámara dynasty, and the Catalan historian Vicens Vives has suggested six major factors for its rise to overweening wealth and power:
Seigneurial domain became more deeply rooted during the fourteenth century by the spread of mayorazgo--the entailing of family domains as inalienable inherited property. This principle of individual entail (vinculaciones), proclaimed under Alfonso X, was first invoked to an important extent under Sancho IV. Enrique II granted establishment of numerous large mayorazgos to his most favored nobles, and the principle of vínculos cortos for smaller domains was also established. Though the mercedes enriqueffas (grants of Enrique) were not as lavish as has sometimes been written, important concessions were made, and legal jurisdiction and entailment by nobles greatly increased. There was a parallel tendency to diminish the rights of communities and concejo land, awarding the administration and usufruct of portions thereof to aristocrats. In some cases, seigneurial domain was extended to hold peasants on the land in regions where population had been thinned by the plague.
Perhaps half the land in Castile was the domain of the aristocracy by the beginning of the fifteenth century, and a few grandes enjoyed incomes greater than that of the king of Aragón. During the course of that century the señoríos continued to grow, especially during the civil wars of the middle decades, and a shift of population occurred. The most powerful aristocrats could afford easier terms for peasant [154] renters and sharecroppers than were customarily offered on royal lands, and there was a fairly steady transfer of population onto señorío land.
Save for the most powerful of the aristocracy, however, genuine fortunes were won not so much from the land and its rents as from honors and appointments in the royal administration. During the reign of the weak Enrique the Ailing, a new state oligarchy of petty nobles, entrenched in royal administration and enriching itself from the royal treasury, was consolidated. Grants of annuities from the crown had become common and were an important source of income for the aristocracy. Thus the rule of Enrique the Ailing became the golden age of a prosperous stratum of oligarchic-bureaucratic nobility.
During the minority of Enrique's son Juan II (1406-1454), Fernando de Antequera, younger brother of the late king, governed as regent and created a new cluster of titles and mayorazgos for his supporters. During his regency, the late medieval mystique of chivalry took hold in Castilian aristocratic society, influenced by French and Burgundian norms of pomp and ceremony. Here was the beginning of the vogue of novelas de caballería among the upper and middle classes, and a spur to further development of the crusading mentality, which had been largely in abeyance for the past seventy-five years. In this spirit, a border campaign captured the town of Antequera from Granada and earned Fernando his sobriquet.
After D. Fernando secured for himself the vacant throne of Aragón in 1412, the boy-king, Juan II, had to face a stormy reign. The Castilian monarchy began to founder, as the next two-thirds of a century were wracked by aristocratic civil wars. Juan II became the most literate and cultured ruler that Castile had had since Alfonso X, but political affairs were dominated by his valido, Alvaro de Luna, scion of one of the greatest Aragonese families, who was made constable of Castile (grandmarshal of the kingdom). (1)
For four decades aristocratic intrigues and revolts flared intermittently, and the Infantes of Aragón were the major source of factionalism. Younger sons of the new king, Fernando of Aragón, excluded from the Aragonese succession, they hoped to carve out dominions of their own in Castile, where their father retained much wealth and influence. Over the years, the domination of Luna at court roused the opposition of much of the native Castilian aristocracy, who several times forced his expulsion from the kingdom. Though the royal army defeated aristocratic rebels in a major battle in 1445, the anti-Luna forces and a new queen finally had their way. In 1453, Luna was [155] executed by royal order on a charge of having bewitched the king, who himself died--partly from remorse--within a year.
These internecine struggles were not actually civil wars between the aristocracy and the crown as much as conflicts between factions of the nobility for domination of the perquisites and power pertaining to the crown. The principles of royal sovereignty and a royal treasury were well established. The Castilian aristocracy accepted the fact that the path to influence and wealth lay not so much in combatting the sovereignty and income of the crown as in dominating the royal system.
The main thing needed to establish royal dominion was simply a capable ruler, and the first decade of the reign of the next king, Enrique IV (1454-1474), was moderately successful. Most of the aristocracy feared domination by fellow aristocrats more than rule by the crown, and even the Catalans looked to the Castilian crown for assistance and arbitration. Yet though Enrique IV was a humane and tolerant ruler, he tended to be weak, lazy, and indecisive. As the years passed, his shambling, uncouth appearance and exotic behavior increased his unpopularity with influential elements in the aristocracy, and by the middle of his reign the royal polity had broken down once more. In 1464 an uprising forced him to sign a pact that in effect guaranteed the dominance of the high nobility over the affairs of the crown. The next ten years were full of turmoil; portions of the aristocracy were in nearly continuous uproar; the towns had once more to form hermandades to protect themselves and keep the roads open; Castilian aristocrats intervened in Aragonese affairs and vice versa, and all the while smoldering border warfare with Granada continued.
By the fourteenth century, Castile had become a major factor in west
European commerce, but the economic structure that gave rise to this was
quite different from that of the most prosperous parts of western Europe.
Castile's economy remained a rural one stressing the export of raw materials:
above all, wool, but also leather, wax, honey, wine, and olive oil. Transshipping
of sugar and silk from Granada and northwest Africa was also of some significance
after the Byzantine trade had been strangled.
It has been calculated that by the fifteenth century two-thirds of
the productive land in Castile was devoted to grazing. Development of the
curly-stapled merino sheep in the fourteenth century greatly increased
high-quality wool production, and a huge trade was funneled by the Mesta
through Burgos and on to the Cantabrian ports. [156] By 1477 the
flocks of Castile numbered 2,700,000 head of sheep. Most stockmen in the
Mesta could be defined as middle class or at least nonaristocratic, and
the size of individual flocks was usually not great. Profits from the export
economy by no means went entirely into middle class or protocapitalist
hands, however. Grazing land and other perquisites were dominated to some
degree by the aristocracy, which indirectly reaped a not insignificant
share of the profits of Castilian commerce. In contrast to the increase
in grazing, the proportionate value and productivity of Castilian agriculture
may actually have declined in the later Middle Ages. The only significant
irrigation to be found in Castile was in the Guadalquivir district around
Seville and in La Rioja in the extreme northeast.
Castilian commerce was extensive enough to develop a significant urban
mercantile class, though one living amost exclusively off the rural export
trade. By the late fourteenth century, Castile's merchant marine was as
large as that of any power in Europe, and was involved not merely in export
cargos but in the carrying trade for other areas of western Europe and
the western Mediterranean. The maritime foci were the Cantabrian and Vizcayan
port towns, the Andalusian ports around Seville, and Cartagena to the southeast.
Castile carried on something of a naval war with the Hansa ports from 1419
until 1443, when a treaty resulted in one-sided terms advantageous to Castilian
commerce in the north. Throughout the fifteenth and early sixteenth centuries,
Castilian merchants dominated trade along the French coast and were the
leading element at Bruges. The development of new forms of credit and banking
put Castilian merchants among the leaders in international commercial techniques,
and Pirenne has shown their influence in the early sixteenth century in
stimulating new kinds of production in Flanders. There new varieties of
cloth were introduced, the breakdown in the guild system speeded, and production
in larger, more efficient units encouraged. The crown assisted commerce
with premercantilist navigation acts that helped weight Castilian trade
toward raw material exports and cheap imports of manufactured goods and
grains.
The economic base for the nascent Castilian bourgeoisie remained overwhelmingly
the land. The only notable manufactures in most Castilian towns were textiles,
and these were usually of low quality. The main exception, and the only
significant finished producers, were Basque iron works in Vizcaya and Guipuzcoa,
at the forefront of European metallurgy of their day.
The increasing influence of the local aristocracy in municipal government
during the late Middle Ages reduced attention to economic problems and
probably represented a significant hindrance to economic development. The
Castilian bourgeoisie thus was able to amass [157] wealth on the
coast and in a few key trading centers, but had difficulty making headway
in most parts of the kingdom. The development of commercial and financial
resources opened the possibility for a new social and economic balance,
but the Castilian bourgeois were even less interested than most in challenging
the dominant aristocratic values. A major portion of whatever capital was
accumulated went back into the land in the form of censos consignativos--pastoral
and agrarian loans, much used, especially by the church. Wealthy merchants
also began to establish their own petty mayorazgos with the spread of vínculos
cortos, small entailments, during the fifteenth century.
The artisan classes of Castilian towns were always smaller and weaker
than those of Catalonia and Valencia. The classic medieval guild system
never developed fully in Castile, where it was restricted by royal law.
The cofradías of artisans and laborers were essentially no
more than charitable associations, though they functioned with relative
efficiency. But if there were few guilds, there were also few restrictions
in Castile. Because of the reconquest, land was more readily available
than in some other realms, and the economic restrictions on town laborers
and peasants were, with the exception of the region of Galicia, less severe
and direct than in Aragón.
Though the income of the Castilian crown was much greater than that
of the Aragonese, a large portion of it was drained away by inefficiency
and the interposition of the aristocracy. In Castile, as elsewhere, the
inflation of the late Middle Ages left the crown increasingly hard pressed
to meet military and other expenses. One result was steady currency devaluation,
beginning in the thirteenth century. Throughout the Middle Ages, Castile
had retained the Muslim monetary system, using an orientally derived coinage
and employing the Koranic gold-silver ratio of 10 to I. During the thirteenth
and fourteenth centuries, however, the actual gold value of the Castilian
maravedí fell from a comparative ratio of 4.22 in 1252 to 2.87 in
1258 and to .47 by 1390.
The income of the royal domain was never sufficient in the late Middle
Ages to permit the crown to "live of its own," and there was a persistent
tendency to levy new taxes. The basic sales tax, the alcabala, was set
at 5 percent in 1269 but had been raised to 10 percent by 1377. In addition,
a sisa was levied, to be paid by the seller from the original sales
price. It was set at 1 percent in the late thirteenth century but raised
to 3 percent by about 1350. There were also a great variety of municipal,
seigneurial, and transport taxes. From 1430 on, the emirate of Granada
was obligated by treaty to pay annual tribute of 20,000 gold doblas (about
225 pounds of gold) a year.
The crown inevitably resorted to heavy borrowing, mainly from [158]
Jewish financiers but also from the church. By the fourteenth century,
Italian bankers, especially Genoese, had made their appearance at Seville
and even some of the urban patriciate and merchants had begun, at least
by the fifteenth century, to invest in the royal juros (bonds),
which were reaching a significant volume. The tendency for capital-possessing
elements to try to live off investment in the government rather than by
economic development had already begun in Castile before the close of the
Middle Ages.
During most of the Middle Ages, Castile had been turned away from involvement
in the diplomatic and military affairs of western Europe, but completion
of the major part of the reconquest broadened its horizon. Alfonso X's
candidacy for the throne of the Holy Roman Empire was a remote and romantic
ambition, however, entirely unrelated to Castile's primary interests. When
order was restored to the internal affairs of Castile in the second quarter
of the fourteenth century, Alfonso XI endeavored to pursue a logical policy
of equilibrium between England and France while applying further pressure
on the Muslims.
The return of internal disorder during the reign of Pedro I and the
spread of the long Anglo-French conflict of the Hundred Years' War into
the peninsula thrust Castile to the forefront of military-diplomatic affairs,
and it remained deeply involved for the remainder of the century. For the
two decades 1366-1386 the peninsula was actually the main theater of operations.
During this period Castile was, for the first time, raised to the level
of a major west European power. The alliance with France was solidified
under the Trastámara dynasty, not merely because of similar political
and social interests in France and Castile, but also because of the commercial
rivalry between Castile and England in the Flanders wool market. The potential
of Castile's Cantabrian ports had increased steadily through the thirteenth
and fourteenth centuries, and by the beginning of the Trastámara
period, Castile had emerged as a first-rank naval power. Castilian sea
power started with the victory over the English at La Rochelle in 1372,
followed by other victories off the English coast in 1377 and 1380. Castilian
maritime strength thus assured development of the export trade through
the fifteenth and sixteenth centuries, and it remained the major single
force in the west Atlantic until defeated by Holland at the Battle of the
Downs in 1609.
After the death of Enrique III in 1406, the Castilian crown withdrew almost entirely from the Anglo-French military rivalry, directing [159] its energies toward expansion once more. For a short time in 1400, a Castilian force occupied Tetuán in northern Morocco. Three years later, the crown proclaimed its sovereignty over the Canary Islands; the Antequera district was seized from the Muslims in 1410, and two years later, a Castilian infante (D. Fernando) was placed on the throne of Aragón.
In contrast to Castile, the lands of the crown of Aragón, after
their extraordinary history of imperial and commercial expansion during
the thirteenth and fourteenth centuries, fell into decline. This was felt
most directly in the great loss of population suffered by Catalonia after
the 1330s, the result of war, emigration, natural disasters, including
even a few earthquakes, but above all the plague, which recurred throughout
the century. Though Catalonia was relatively free of the plague from 1400
to 1450, it returned in 1457 and periodically wracked the principality
until the end of the century.
The epidemic deaths were important in breaking down the social cohesion
that had been achieved in Catalonia during the thirteenth and early fourteenth
centuries. Some land had to be left uncultivated, and not even all the
land on the larger farms and those zones still under cultivation could
be sown. Landlords were alarmed by the decline in the countryside, by the
rise of rural wages and the improved terms that were being demanded and
won by peasants, and they reacted with fairly systematic efforts to establish
legal domination over much of the peasantry and tie them to the land. During
the thirteenth century the remnants of serfdom had been disappearing, but
by the late fourteenth century bondage to the land was increasing in some
areas. Peasants increasingly resisted the tightening of feudal malos
usos or special exactions. Many were eager for the opportunity to take
over the strips of land left abandoned after the plague (masos rónecs)
although in some cases they were denied the right to do so. Others occupied
new land, increased their production, and sometimes were even able to hire
poor Gascon laborers migrating from the other side of the Pyrenees. But
still others remained in misery under the harsh neofeudal requirements.
In 1370, the seigneurial right to prendre e maltractar that was
being established in Aragón was also written into Catalan law. The
church, which had been the most democratic of major institutions, adopted
an equally exclusive polity; a Catalan church council of 1370 declared
that children of serfs (remences) could not enter holy orders.
These pressures produced a wave of mysticism among portions of the
peasantry. There was a burst of symbolic cross-building and the [160]
digging of public graves as the Catalan variant of the dance-of-death neurosis
attending the social problems of the waning of the Middle Ages. The most
popular sermon of Vicente Ferrer, the major Catalan-Valencian religious
reformer of the early fifteenth century, was on the apocalypse. Interest
in sorcery and magic increased during the reign of Joan I, in court circles
as well as among others.
The depression in the countryside did not affect commerce for half
a century or more; medieval Catalan commerce reached its apogee between
1350 and 1420. By 1350 Barcelona's financial institutions may actually
have been more efficient than those of Venice or Genoa. Apparently capital
was attracted to the most important commercial enterprises during the first
decades after the Black Death, and Barcelona continued to improve its financial
techniques, though by the early fifteenth century its earlier advantages
were being lost to more rapidly developing rivals. All in all, the living
standards of the urban workers in Catalonia and Valencia advanced during
the later Middle Ages, for Hamilton's statistics show a net rise in real
wages between 1350 and 1500.
The financial decline of Barcelona, however, began with the financial
crash of 1381-1383, the result of exaggerated credits granted the royal
treasury. This was part of an international economic slump that began about
1380 and was felt in Flanders, England, France, and Italy as well. The
commercial crisis was overcome, but neither Barcelonan financiers nor those
in Gerona and Perpinyá ever regained their former power. Social
tensions were momentarily exacerbated, and among other channels found an
outlet in the anti-Jewish riots of 1391. These began in Seville, spread
through Andalusia and La Mancha, and then to the northeast. Jewish merchants
and financiers were by no means as important in the Catalan-speaking towns
as they had once been, for Catalan Jewry had declined from the height of
its influence in the l280s and the Jewish merchants and financiers were
less numerous and wealthy than a century earlier. The riots in the Catalan
towns were more than anti-Jewish; they were riots of the poor against the
rich, bringing several attacks on wealthy quarters and the burning of some
tax lists and debt records. Nevertheless they marked the beginning of the
end for Catalan Jewry. The Jewish community of Barcelona was officially
suppressed in 1401, and many Catalan Jews converted to Christianity.
During the second half of the fourteenth century, there was a growing
tendency to invest in land and in state and municipal debts rather than
in commerce and production. By the fifteenth century, the investment patterns
of censalistes (mortgage- and bondholders) in a contracting Catalonia
foreshadowed those of late-sixteenth- and seventeenth-century Castile.
A second financial crash in Barcelona (1427) proved even more difficult
to overcome than the first.
[161] By the early fifteenth century, Genoese and Venetian fleets
had begun to specialize in more rapid express traffic in spices and luxury
goods for the central and west European market. Catalan commerce still
relied on a great deal of slow, routine bulk traffic in cheaper commodities,
and lacked the large commercial hinterland which central Europe afforded
the Italians or the one provided Marseilles by the populous and productive
kingdom of France after 1425.
Between 1427 and 1431, tax receipts on commerce in Barcelona dropped
by half, and payments were 30 percent in arrears. A substantial recovery
began in 1432 as a result of textile exports to southwestern France, expansion
of the near eastern and Flemish trade, and renewal of the slave trade (which
reached its height in Barcelona between 1440 and 1442). The final decline
commenced about 1450. Average commerce for the years 1452-1456 was only
20 to 25 percent of that for 1432-1434. Barcelonan commerce lay prostrate
for nearly four decades, until about 1490.
During those years, Valencia surpassed Barcelona as the peninsula's
leading eastern financial and commercial center. Until about the middle
of the century, Valencian commerce had dealt mainly in fruits, almonds,
wine, raw materials, raw silk, and ceramics. As Catalan competition declined,
the merchants and bankers of Valencia, living under an autonomous regime,
were able to take advantage of the decline, concentrating their capital
to expand production and the range of overseas commerce.
Catalonia's fifteenth-century economic decline can be traced to a number
of factors:
[162] The population of the city of Barcelona declined from a
near 50,000 in the fourteenth century to only 20,000 by 1477. By contrast,
the fifteenth century was a time when the population of most of the Hispanic
peninsula and western Europe was growing. The principality of Aragón
expanded from 200,000 to 250,000 people and the city of Valencia from about
40,000 to 60,000, surpassing Barcelona in both size and wealth as the leading
city and commercial center of the eastern coast of the peninsula. In the
thirteenth century, Catalonia had contained at least 10 percent of the
population of the lands of Aragón and Castile. By 1500, that percentage
was no more than 4; with its shrinkage came the decline of Catalan power
and influence, bringing with it the decline of the crown of Aragón.
The last of the strong medieval Aragonese kings was Pere el Ceremoniós.
His son, Joan I (1387-1395), was a learned and literary prince who introduced
official jocs fiorals (poetry contests) in Barcelona but was less
successful as a statesman. A major revolt in Sardinia in 1391 almost overthrew
Aragonese rule, and a serious rebellion in Sicily was not suppressed for
three years. When Joan was killed hunting in 1395, he left no direct heir
and was succeeded by his uncle Martí (1395-1410), who had to face
further trouble in the Mediterranean possessions and who also died without
an heir in 1410.
The death of Martí precipitated the first severe succession
crisis since the union of Aragón and Catalonia nearly three centuries
earlier. The strongest claimant within the Aragonese empire was Jaume,
count of Urgel, a close relative of the royal family, but opinion among
the upper classes was strongly divided and the issue was further complicated
by the intrusion of the religious politics of the papal schism. By far
the strongest candidate outside the borders of the empire was the Infante
D. Fernando, regent of Castile and a relative of the Aragonese royal family
several generations removed. Internal dissension within Catalonia and Aragón,
the strength of the Castilian regent, and the influence of large sums of
Trastámara money finally told. At the Compromise of Caspe in 1412
a commission of nine Jurists and theologians, representing the three Cortes
of Aragón, Catalonia, and Valencia, selected D. Fernando by six
votes to three as the new ruler of the Aragonese empire. The Compromise
of Caspe was essentially a political decision to choose the only candidate
who seemed strong enough to avoid civil war and hold the Aragonese polity
together.
The reign of Fernando I, (2) the first
ruler of the Trastámara dynasty [163] in Aragón, was
limited to four years (1412-1416). The new king brought with him Castilian
(and fifteenth-century) ideas of strong monarchy, yet his policy was comparatively
diplomatic and conciliatory. The constitutions of the Aragonese principalities
were respected, and though Fernando I brought with him many new Castilian
appointees, the Aragonese aristocracy was able to regain a position of
considerable political influence while the balance of power in Catalan
affairs remained unaffected.
Fernando's son, Alfonso V "the Magnanimous" (1416-1458), enjoyed a
long reign, the Indian summer of the medieval Aragonese empire in the Mediterranean.
Taking advantage of the last generation of Catalan economic prosperity,
Alfonso resumed expansion on a grand scale. Much of Corsica was reconquered
in 1420 and held for fifteen years, and the Catalan fleet succeeded in
smashing that of its nearest rival, Marseilles, in 1423. The great triumph
of Alfonso's reign was the complete reconquest, by 1442, of Naples, which
became the center and capital of the Aragonese empire until his death,
for Alfonso never returned to the peninsula. He was one of the most cultured
princes of the day, and his "magnanimity" supported a constellation of
Renaissance litterateurs and artists in Naples. His forces were active
in North Africa, and extended some assistance to Constantinople and to
the Christian peoples of the Balkans in their resistance to Turkish expansion.
Alfonso had finally succeeded in laying tight siege to his chief Mediterranean
rival, Genoa, at the time of his death in 1458. The kingdom of Naples was
then bestowed upon a bastard son, Ferrante, and not reunited with the Aragonese
empire until half a century later.
Alfonso's Mediterranean policy relied, as usual, upon the people and
resources of Catalonia. It endeavored to foster Catalan interests, and
the principal appointments were given to Catalans. But by the 1440s, the
Catalan economy was unable to stand the strain of sustained military and
maritime expense. It was no longer stimulated, but increasingly overtaxed,
by military expansion. Moreover, Alfonso's prolonged absence from the principality
deprived it of leadership at a time when severe social and political splits
were developing.
Lacking legitimate heirs, Alfonso was succeeded by his younger brother,
Juan II (1458-1479), who had been born in 1398. The Infante D. Juan had
had a stormy career as the principal of the "Infantes de Aragón"
embroiled in Castilian politics during the turbulent reign of his cousin,
Juan II of Castile. The Infante D. Juan had first been married to the heiress
of Navarre, and after the death of the [165] Navarrese king in 1425
had held the title King of Navarre. After the death of his Navarrese princess
he was married to Juana de Enríquez, daughter of the Admiral of
Castile. one of the most powerful figures in Castilian affairs.
As king of Aragón, Juan II was immediately faced with the social
and political turmoil that had been developing in Catalonia during the
past generation. This had three main facets: the demands of the remença
peasants; the revolt of the lower and middle classes in the Catalan towns,
demanding reforms and an equal voice in municipal government; and the counterattack
of the urban oligarchy and the rural nobility, who wanted to fortify their
legal position against the crown above and the lower and middle classes
below.
In the early fifteenth century nearly one-third of the Catalan peasantry
were still tied to the land or at least held to continuing feudal exactions
(malos usos); all peasants in such conditions were known collectively as
payeses de remença (redemption peasants). Most remences were
badly off, though some had sizable farms and were quite comfortable. All
remences demanded an end to malos usos. Poor remences also wanted clear
title to their land. Wealthier remences were less concerned about the tenure
system per se but wanted opportunity to take over more wasteland. There
had been noticeable unrest among the remences since about 1395, but the
period 1420-- 1445 was one of moderate rural prosperity, stilling dissatisfaction
and enabling some of the peasants to improve their status. After the return
of bad harvests and hard times, grievances burst into the open. By 1448,
the crown had granted remences the right to form local peasant syndicates
to represent their claims and try to work out a settlement with landlords.
Within one year, 25,000 peasant homes, representing most of the rural population
of northern Catalonia, had paid the fees required to participate in the
syndicates. The 1450s were years of increasing tension in the Catalan countryside.
At the same time, Barcelona and the other larger Catalan towns were
the scene of intense socio-political conflict between the upperclass oligarchy
on the one hand and the middle and lower classes on the other, represented
in Barcelona by two political factions known as the Biga and the Busca.
This conflict was the product of the Catalan economic depression of midcentury.
The Busca represented especially the craft guilds, which had become fully
developed and organized only in the late fourteenth and early fifteenth
centuries. It demanded equal class representation in city government, money
devaluation to reduce the tax load (since ciutadans honrats had invested
heavily in municipal bonds in a deflated economy), and tariff protection
for manufactured goods, in opposition to the import programs of upperclass
wholesale merchants. The urban conflict had become severe by [166] 1435,
and finally, in 1455, the Infante D. Juan, as viceroy for his brother,
came down on the side of the popular forces. The government structure of
Barcelona was reformed to give equal representation to the four main social
groups. Similar reforms had already taken place in a number of other cities.
Furthermore, the obligations of redemption payments and malos usos in the
countryside were suspended.
The urban oligarchy and the nobility then seized the initiative to
effect a political counterattack. The nobles forced partial revocation
of the suspension of remença obligations, so that the question of
peasant obligations was still uncertain when the troubled reign of Juan
II began. In meetings of the Catalan Corts between 1454 and 1458, representatives
of the urban upper class and the nobility repeatedly pressed for constitutional
reforms that would cement their control over the Catalan political and
social system. Their goal was a strict system of constitutional laws establishing
their prerogatives in relation to both the crown and the lower classes.
The Catalan upper classes were hostile to Juan II from the very beginning
of his reign, viewing him as a champion of a strong crown as well as of
the lower classes. On the other hand, the son of Juan II's first (Navarrese)
marriage, Prince Carlos of Viana, acquired great popularity. Carlos of
Viana had already been involved in a bitter civil war in Navarre against
his father, but this made him appear as a champion of "rights" against
the crown. When he was seized and imprisoned by his father in 1460, the
Catalan Generalitat forced his release and recognition from Juan II of
the overriding legal jurisdiction of the Catalan Corts. Carlos of Viana
then died prematurely, but the Catalan upper classes remained in opposition
to the crown and refused to accept Juan's second (Castilian) son, Fernando,
as heir. Popular hysteria in that troubled age regarded Carlos of Viana
as a saint; his bones were said to work miracles. In 1462, the Council
of the Generalitat raised an army to put down rebellious remences, and
purged their opponents in Barcelona. The struggle quickly expanded into
civil war against the crown, lasting ten long and bloody years. The conflict
ranged the urban oligarchy and most of the aristocracy and clergy on one
side against the crown, most of the peasants, and part of the Catalan aristocracy
on the other. The crown sought support from Louis XI of France, but this
resulted in the French seizure of Rosselló. The crown's opponents
turned for aid to Enrique IV of Castile, whom they proclaimed king of Aragón,
but this gesture proved fruitless. The next candidate was Dom Pedro, Constable
of Portugal and a descendent of the count of Urgel, but he was defeated
in battle in 1465 and died soon after. The crown of the principality was
next given to René of Provence, bringing French support for the
[167] revolt, but after his heir died in Catalonia, the principality
was left without a ruler, and for the next two years Barcelona was the
capital of a sort of constitutional republic on the Italian model. Meanwhile,
the Burgundians had checked the power of the French crown and Juan II had
neutralized Castile by marrying his son Fernando to Princess Isabel, half-sister
of the Castilian king. Between 1466 and 1472, Juan II maneuvered an international
anti-French coalition (England, Brittany, Burgundy, Naples, and even Castile)
and finally captured Barcelona in 1472, but was unable to regain Rosselló
from France. The peace settlement of 1472 was extremely generous, for it
granted a return to the constitutional status quo of a decade earlier.
Thus despite the great rebellion and civil war, the Catalan constitutional
system was not altered in any fundamental way in the fifteenth century.
The struggle had become a virtual class war in the countryside, with
many remences rising in revolt on the side of the crown. Both the royal
forces and the rebel Generalitat made promises to the remences, and in
general the poor remences of the hill country sided with the crown, while
the more prosperous peasants of the coastal and plain areas supported the
revolt. By the time peace was restored, landowners had largely ceased trying
to collect regular remença (redemption) payments but still insisted
on the old level of rents, dues, and shares for annual cultivation. The
political and rural civil war left land arrangements in a state of great
confusion. After 1472, many peasants were still armed and with military
experience were more belligerent than before. Much of the countryside remained
in a state of latent civil war.
The great Catalan revolt consummated the economic decline of the principality
without solving any of the political and social problems that had led to
it. Between 1450 and 1475, Catalan commerce declined another 20 percent
and reached a secular low. The war had nearly exhausted capital resources
and had killed thousands more of an already depleted population. By the
1470s the social and economic exhaustion of the principality was almost
complete.
The only region of the Aragonese empire to suffer more severely than
Catalonia during this period was the island of Mallorca, wracked by bloody,
full-scale peasant revolts. During the course of the fourteenth and fifteenth
centuries, the position of the Mallorcan peasantry had deteriorated as
a result of bad harvests, price increases, growing taxation, and the increasingly
harsh terms of the urban oligarchy of the port of Palma, who controlled
most of the property and dominated the General Council of the island. Demands
for more representative government increased. The great revolt of 1450
began with a tax strike by church leaders, then quickly spread to the peasantry,
[168] which had just suffered a bad harvest. In league with the
lower classes from the smaller ports, the foráneos, or peasants,
of Mallorca gained control of most of the island and three times laid seige
to the capital. A similar movement developed on Menorca. Faced with social
revolution, Alfonso V struck back with a decree of perpetual serfdom for
all rebellious foráneos. The great revolt was finally put down in
1452-1453 by an expedition of Italian mercenaries, and heavy exactions
were placed upon the peasantry in reprisal, further burdening rural society.
Terms of genuine serfdom were not imposed, but many peasants emigrated
anyway. A second foráneo revolt in 1462-1463 was suppressed with
great bloodshed, as was a major rebellion on Menorca that flared between
1462 and 1466. Thus the great Balearic peasant revolts achieved no change,
but ended in total failure and deep suffering for the peasantry.
By the fifteenth century, Castilian society was proving more cohesive
than that of Catalonia and less wracked by class struggle. It had suffered
a proportionately smaller loss in population in the preceding century.
and had enough land for most peasants to work on. The greater availability
of the chief means of production, labor, enabled the Castilian upper class
to take a more lenient attitude toward the peasantry and grant them comparatively
easier terms. The Castilian high aristocracy was proportionately so much
wealthier than the landed nobility of Catalonia that it felt less need
to squeeze the peasant. The fact that so much of Castile's wealth was invested
in livestock meant that its production, involving less labor, gave rise
to less social tension. (The principal exception to this generalization
is, of course, the situation in Galicia, where overpopulation, relative
scarcity of land, and the demands of a more numerous and more powerfully
entrenched seigneurial aristocracy produced vicious social struggle as
intense as that of the Catalan countryside.)
Another important difference between the two societies lay in the greater
unitarian tendency in Castile, in particular in the Castilian economy.
Catalan economic enterprise tended to be individualistic, with a resultant
rivalry and competition, sometimes of an extremely expensive and almost
ruinous nature. In Castile, major corporations were formed for most of
the significant areas of economic enterprise: the Mesta for wool production,
the intercity Hermandad de las Marismas for north Castilian-west European
commerce, municipal consulados for merchants and exporters, and
even a widely organized teamsters freight corporation (the Real Cabaña
de Carreteros), organized [169] in 1497 on terms similar to those
of the Mesta. Castilian commercial towns showed some tendency to cooperate,
rather like the Hansa, whereas Catalan-speaking commercial towns competed
against each other much like the Italians. Mallorca, which at the beginning
of the fourteenth century found itself better situated and in some ways
rather better organized for Mediterranean commerce than Barcelona, was
nonetheless unable to meet head-on competition by its senior rival and
eventually succumbed to it.
Another difference lay in the economic orientation of the oligarchies
in Castilian and Catalan towns. By the fifteenth century, the Catalan urban
upper classes were trying to live in large measure off the interest from
shares of the municipal debt or from commercial operations that they could
operate most profitably by underselling local production with cheap imports.
The Castilians lived from land rent and the wool trade and thus did not
find themselves in the same kind of social and economic conflict with the
middle and lower classes.
By the latter part of the fifteenth century Castile was, more than
ever before, the major Hispanic power. Castilian merchants in foreign ports
were commonly accepting the term Spain to describe their own kingdom. At
the same time, a greater degree of economic unity had been achieved in
the peninsula than had been known since Roman times. Commercial ties were
becoming stronger between Catalan and Andalusian ports, while Navarrese
commerce had been made partly exempt from Castilian transit taxes and given
an outlet through San Sebastián. The Castilian orbit extended even
to Italy, for control of the Straits of Gibraltar after the mid-fifteenth
century had developed close union of economic interests between Genoa and
Andalusian ports, and relations with Genoa became a major factor in Castilian
diplomatic and commercial policy.
[340] The principal historian of the early Trastámara
period in Castile is Luis Suárez Fernández. His most useful
work is Nobleza y monarquía, Puntos de vista sobre la historia
castellana del siglo XV (Valladolid, 1959), but see also Intervención
de Castilla en la Guerra de los Cien Años (Valladolid, n.d.);
Navegación y comercio en el golfo de Vizcaya (Madrid, 1959);
Juan I, rey de Castilla (1379-1390) (Madrid, 1955); and Castilla,
El Cisma y la crisis conciliar (1378-1440) (Madrid, 1960), a
strictly narrative diplomatic study. The works of Suárez Fernández
are complemented by P. E. Russell, The English Intervention in Spain
and Portugal in the time of Edward III and Richard II (Oxford, 1955),
which is written from an international point of view. Other significant
studies of Castilian rulers of the period are Mercedes Gaibrois de Ballesteros,
Historia del reinado de Sancho IV de Castilla, 3 vols. (Madrid,
1922-1928); Julio Valdeón Baruque, Enrique II de Castilla
(Valladolid, [341] 1966); and I. I. Macdonald, Don Fernando de
Antequera (Oxford, 1948). There is further treatment of the nobility
in E. Mitre Fernández, Evolución de la nobleza en Castilla
bajo Enrique III(1396-1406) (Valladolid, 1968), and in "La Sociedad
Castellana en la Baja Edad Media," Cuadernos de Historia (supplement
to Hispania), 3 (Madrid, 1969). On the key institution of the corregidor,
see B. González Alonso, El corregidor castellano (1348-1808)
(Madrid, 1970).
The best synthesis of fifteenth-century Catalonia is Vicens Vives's
Els Trastámares (Barcelona. 1956). Pierre Vilar has written
an excellent analysis of the Catalan decline, "El Declive catalán
de la Baja Edad Media," published in his Crecimiento y desarrollo
(Barcelona, 1965). Vicens Vives devoted much of his career to a nearly
definitive series of studies of the political and social crisis of fifteenth-century
Catalonia of which the principal are Juan II de Aragon (1398-1479):
Monarquía y revolución en la España del siglo XV
(Barcelona, 1953); Historia de los remensas en el siglo XV (Barcelona,
1945); and El gran Sindicato Remensa (1488-1508) (Barcelona, 1954);
and Política del Rey Católico en Cataluña (Barcelona,
1940).
On Aragonese policy in Italy during the first half of the fifteenth
century, see Alberto Boscolo, La politica italiana di Ferdinando I d'Aragona
(Caglian, 1954), and Parlamenti di Alfonso il Magnanimo (Milan,
1953). The principal study of the Balearic peasant revolts is still José
Ma. Quadrado, Forenses y ciudadanos (Palma de Mallorca, 1895). Valuable
monographic studies of Catalonia, Aragon, and Mallorca during the fifteenth
century will be found in the IV Congreso de Historia de la Corona de
Aragón (Palma de Mallorca, 1955).
Aspects of social and economic conditions are treated in Julius Klein,
The Mesta (Cambridge, 1920); Claude Carrére, Barcelone, centre
économique a l'époque des diulicultés 1380-1462,
2 vols. (Paris, 1967); Earl J. Hamilton, Money, Prices and Wages in
Valencia, Aragon and Navarre (1351-1500) (Cambridge, 1936); Francisco
Macho y Ortega, Condición social de los mudéjares aragoneses
(siglo XV) (Zaragoza, 1923); an essay by Leopoldo Piles Ros, La
situación social de los moros de realengo en la Valencia del siglo
XV (Madrid, 1949); Jules Finot, Rélations commerciales et
manitimes entre la Flandre et l'Espagne au Moyen Age (Paris, 1899);
and María del Carmen Carlé, "Mercaderes en Castilla (1252-1512),"
Cuadernos de Historia de España 2 1-22 (1954): 146-328.
A one-volume history of the Spanish navy has been written by Carlos
Ibáñez de Ibero, Historia de la Marina de guerra española
desde el siglo XIII (Madrid, 1943). A useful survey of Hispanic relations
and activities in northwest Africa is provided by Tomás Garcia Figueras,
Presencia de España en Berbería central y oriental
(Madrid, 1943). There is an excellent brief history of Nasrid Granada by
M. A. Ladero Quesada, Granada: Historia de un país islámico(1232-1571)
(Madrid, 1969).
1. Though the title grande de España was created in the early sixteenth century, the first elevation to grande of nobles who were not relatives of the royal family began around 1430, when signal honors were bestowed on the allies of Alvaro de Luna.
2. In chapter 5, names of Aragonese rulers from the original dynasty of the Catalan House of Barcelona were given in Catalan. However, the names of the rulers of the new fifteenth-century Castilian-derived Trastámara dynasty are given in their Castilian form.